DOSSIER · 13F Holders · Q1 2026
LODI

AAM SLC LOW DURATION INCOME ETF

19 institutions still hold AAM SLC LOW DURATION INCOME ETF as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 26922B428·19 13F holders·last filed Mar 31, 2026
Market cap
13F value held
$80M
visible holders
Holders
19
filers reporting
Concentration
62.70%
SUN LIFE FINANCIAL INC #1
top holder share
AI Holders Summary · Q1 2026

The single most consequential trade in AAM SLC Low Duration Income ETF (LODI) during Q2 2026 was a $890,000 net capital injection by Independent Financial Group, LLC, expanding its holding to $1.36 million (54,007 shares). The move solidifies Independent Financial Group's control over 77.44% of the ETF's $1.76 million in total reported institutional capital. The remaining 22.56% is held by Guidance Capital, Inc., which established a new position of $396,000 (15,713 shares) during the quarter. With zero institutional sellers recorded, LODI's 13F footprint reflects an exclusive, dual-manager allocation.

A total of just two institutional filers reported holdings in AAM SLC Low Duration Income ETF (LODI) for Q2 2026, commanding a combined $1.76 million in tracked institutional capital.

Institutional Buyer Breakdown

Analysis generated by 13F Insight from SEC Form 13F filing data · Q1 2026. Methodology

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
SUN LIFE FINANCIAL INC
CIK 0001097362
$50M2.0M2.86%Q1 2026
02
LPL Financial LLC
CIK 0001403438
$15M581K0.00%Q2 2026
03
Spartan Wealth Advisory Services LLC
CIK 0002075193
$7M261K0.54%Q2 2026
04
Sanctuary Advisors, LLC
CIK 0001777271
$2M75K0.01%Q2 2026
05
INDEPENDENT FINANCIAL GROUP, LLC
CIK 0000275484
$1M54K0.03%Q2 2026
06
Grantvest Financial Group LLC
CIK 0002055216
$1M47K0.68%Q2 2026
07
Waverly Advisors, LLC
CIK 0001568787
$1M41K0.01%Q2 2026
08
Kestra Advisory Services, LLC
CIK 0001830819
$548K22K0.00%Q2 2026
09
Private Advisor Group, LLC
CIK 0001567755
$482K19K0.00%Q2 2026
10
ENVESTNET ASSET MANAGEMENT INC
CIK 0001407543
$436K17K0.00%Q2 2026
11
GUIDANCE CAPITAL, INC
CIK 0001958743
$396K16K0.08%Q2 2026
12
World Investment Advisors
CIK 0001652594
$293K12K0.00%Q1 2026
13
Cambridge Investment Research Advisors, Inc.
CIK 0001419186
$247K10K0.00%Q1 2026
14
OSAIC HOLDINGS, INC.
CIK 0001677044
$239K10K0.00%Q2 2026
15
Stirlingshire Investments, Inc.
CIK 0001829271
$231K9K0.17%Q2 2026
16
COMMONWEALTH EQUITY SERVICES, LLC
CIK 0000312272
$230K9K0.00%Q2 2026
17
KESTRA PRIVATE WEALTH SERVICES, LLC
CIK 0001649451
$219K9K0.00%Q2 2026
18
Advisors Asset Management, Inc.
CIK 0001297376
$16K6350.00%Q1 2026
19
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CIK 0000752798
$00Q2 2025