DOSSIER · 13F Holders · Q1 2026
MBCC

NORTHERN LTS FD TR IV

12 institutions still hold NORTHERN LTS FD TR IV as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 66538H252·12 13F holders·last filed Mar 31, 2026
Market cap
13F value held
$155M
visible holders
Holders
12
filers reporting
Concentration
85.86%
Kingsview Wealth Management, LLC #1
top holder share
AI Holders Summary · Q1 2026

One firm constitutes the whole institutional ownership picture for Northern Lights Fund Trust IV (MBCC) in Q2 2026: RFG Advisory, LLC, with a brand-new $231,935 position of 5,575 shares and no prior-quarter equivalent. There is no second or third holder to compare it against, no consensus to describe, and no Q/Q trend beyond this one firm's decision to initiate a position — this is about as thin an institutional ownership picture as a 13F-covered security can have. RFG Advisory's stake is the entire visible institutional float in this fund as of this filing.

A single new holder, and nothing else

RFG Advisory, LLC opened a fresh $231,935 position — 5,575 shares — with no prior-quarter holding to compare against. There is no second holder, no prior institutional base to have grown or shrunk, and no meaningful consensus to characterize. Whatever RFG Advisory's reasoning for the position, it currently represents the entirety of this fund's visible institutional ownership.

Analysis generated by 13F Insight from SEC Form 13F filing data · Q1 2026. Methodology

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
Kingsview Wealth Management, LLC
CIK 0001791965
$133M3.9M1.82%Q1 2026
02
GOLDMAN SACHS GROUP INC
CIK 0000886982
$16M469K0.00%Q1 2026
03
LPL Financial LLC
CIK 0001403438
$4M101K0.00%Q2 2026
04
WBI INVESTMENTS, LLC
CIK 0001397424
$376K9K0.09%Q2 2026
05
Maridea Wealth Management LLC
CIK 0002056245
$283K7K0.03%Q2 2026
06
JANE STREET GROUP, LLC
CIK 0001595888· Market maker
$237K7K0.00%Q1 2026
07
RFG Advisory, LLC
CIK 0001633387
$232K6K0.00%Q2 2026
08
JPMORGAN CHASE & CO
CIK 0000019617
$217K5K0.00%Q2 2026
09
MORGAN STANLEY
CIK 0000895421
$90K2K0.00%Q2 2026
10
ROYAL BANK OF CANADA
CIK 0001000275
$48K1K0.00%Q1 2026
11
AE Wealth Management LLC
CIK 0001697723
$31K7470.00%Q2 2026
12
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CIK 0000752798
$00Q2 2025