13F Insight
DOSSIER · 13F Holders · Q1 2026
MLPI

NEOS ETF TRUST

47 institutions still hold NEOS ETF TRUST as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 78433H485·47 13F holders·last filed Mar 31, 2026
Market cap
—
13F value held
$61M
visible holders
Holders
47
filers reporting
Concentration
23.15%
JANE STREET GROUP, LLC #1
top holder share
AI Holders Summary · Q1 2026

The MLPI product (NEOS ETF Trust) has a 30-holder, ~$49.7M 13F book led by market-maker Jane Street ($14.2M), with income-focused advisors Gradient Investments ($12.1M) and Madden Securities ($9.1M) behind. The mix of a liquidity provider and yield-oriented RIAs is typical for an MLP/energy-income wrapper.

Jane Street ($14.2M) leads as the market-maker providing liquidity, followed by yield-oriented advisory firms Gradient Investments ($12.1M) and Madden Securities ($9.1M). The blend reflects how income ETFs are held — a trading firm supplying liquidity alongside RIAs allocating client assets for distribution yield.

For readers, MLPI's 13F record mixes market-making (Jane Street) with advisory allocation (Gradient, Madden). Neither is a conviction bet on a single company; the holders are providing liquidity and chasing income exposure through the fund structure.

Analysis generated by 13F Insight from SEC Form 13F filing data · Q1 2026. Methodology

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
JANE STREET GROUP, LLC
CIK 0001595888· Market maker
$14M251K0.00%Q1 202602
Gradient Investments LLC
CIK 0001542265
$12M222K0.17%Q2 202603
MADDEN SECURITIES Corp
CIK 0001803566
$10M181K2.76%Q2 202604
Retirement Planning Group, LLC
CIK 0001508195
$4M73K0.10%Q2 202605
ROYAL BANK OF CANADA
CIK 0001000275
$4M64K0.00%Q2 202606
CITADEL ADVISORS LLC
CIK 0001423053
$2M40K0.00%Q2 202607
STIFEL FINANCIAL CORP
CIK 0000720672
$2M40K0.00%Q2 202608
StoneCrest Wealth Management, Inc.
CIK 0002008409
$2M34K0.59%Q2 202609
HUB Investment Partners, LLC
CIK 0001841815
$2M30K0.03%Q2 202610
Quotient Wealth Partners, LLC
CIK 0002004904
$1M25K0.03%Q2 202611
Farther Finance Advisors, LLC
CIK 0001992825
$1M23K0.01%Q2 202612
Delta Investment Management, LLC
CIK 0001757043
$1M19K0.17%Q2 202613
LPL Financial LLC
CIK 0001403438
$1M18K0.00%Q2 202614
MSH Capital Advisors LLC
CIK 0002056306
$884K16K0.15%Q2 202615
Keebeck Wealth Management
CIK 0001803675
$875K16K0.09%Q2 202616
TRUIST FINANCIAL CORP
CIK 0000092230
$746K14K0.00%Q2 202617
Mariner, LLC
CIK 0001373442
$688K12K0.00%Q2 202618
CreativeOne Wealth, LLC
CIK 0001739728
$583K11K0.01%Q2 202619
ENTREWEALTH, LLC
CIK 0002052200
$534K10K0.20%Q2 202620
CAP Partners, LLC
CIK 0002006870
$528K10K0.26%Q2 2026
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