AI Holders Summary · Q1 2026

214 institutions reported MQY in Q1 2026. RIVERNORTH CAPITAL MANAGEMENT, LLC leads at 20.0% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter

RIVERNORTH CAPITAL MANAGEMENT, LLC

CIK 0001447578

$87M7.9M4.34%Q1 2026 02

MORGAN STANLEY

CIK 0000895421

$82M7.5M0.00%Q1 2026 03

Hennion & Walsh Asset Management, Inc.

CIK 0001861642

$51M4.5M1.46%Q2 2026 04

Karpus Management, Inc.

CIK 0001048703

$29M2.6M0.90%Q1 2026 05

GUGGENHEIM CAPITAL LLC

CIK 0001283072

$23M2.1M0.18%Q1 2026 06

BANK OF AMERICA CORP /DE/

CIK 0000070858

$19M1.7M0.00%Q1 2026 07

ROBINSON CAPITAL MANAGEMENT, LLC

CIK 0001599795

$18M1.6M7.71%Q1 2026 08

MACKAY SHIELDS LLC

CIK 0000061227

$18M1.6M0.64%Q1 2026 09

WELLS FARGO & COMPANY/MN

CIK 0000072971

$14M1.3M0.00%Q1 2026 10

VAN ECK ASSOCIATES CORP

CIK 0000869178

$13M1.2M0.01%Q1 2026 11

UBS Group AG

CIK 0001610520

$12M1.1M0.00%Q1 2026 12

SIT INVESTMENT ASSOCIATES INC

CIK 0000769317

$12M1.1M0.25%Q1 2026 13

RAYMOND JAMES FINANCIAL INC

CIK 0000720005

$12M1.1M0.00%Q1 2026 14

Cornerstone Advisory, LLC

CIK 0001668189

$10M943K0.98%Q1 2026 15

LPL Financial LLC

CIK 0001403438

$10M877K0.00%Q1 2026 16

Pathstone Holdings, LLC

CIK 0002011612

$6M526K0.02%Q1 2026 17

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD

CIK 0001034546

$6M525K0.42%Q1 2026 18

Rockefeller Capital Management L.P.

CIK 0001739439

$5M429K0.01%Q1 2026 19

Rareview Capital LLC

CIK 0002044533

$4M401K2.49%Q2 2026 20

COMMONWEALTH EQUITY SERVICES, LLC

CIK 0000312272

$4M393K0.01%Q1 2026

Page 1 of 11

194 more holders available. Log in →