AI Holders Summary · Q3 2026

23 institutions reported NAII in Q3 2026. CALDWELL SUTTER CAPITAL, INC. leads at 16.1% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

Hide index funds / market makers / custodians(6 on this page)

#HolderValueShares% port.Quarter

CALDWELL SUTTER CAPITAL, INC.

CIK 0000702007

$742K498K0.28%Q3 2026 02

MORGAN STANLEY

CIK 0000895421

$735K308K0.00%Q2 2026 03

Mink Brook Asset Management LLC

CIK 0002052205

$701K293K0.31%Q2 2026 04

RENAISSANCE TECHNOLOGIES LLC

CIK 0001037389

$663K277K0.00%Q2 2026 05

VANGUARD CAPITAL MANAGEMENT LLC

CIK 0002100119· Index

$504K211K0.00%Q2 2026 06

DIMENSIONAL FUND ADVISORS LP

CIK 0000354204· Quasi-passive

$500K336K0.00%Q3 2026 07

CITADEL ADVISORS LLC

CIK 0001423053

$181K76K0.00%Q2 2026 08

BRIDGEWAY CAPITAL MANAGEMENT, LLC

CIK 0001107261

$147K61K0.00%Q2 2026 09

Integrated Wealth Concepts LLC

CIK 0001737109

$105K44K0.00%Q2 2026 10

VANGUARD FIDUCIARY TRUST CO

CIK 0000933478· Index

$65K27K0.00%Q2 2026 11

GEODE CAPITAL MANAGEMENT, LLC

CIK 0001214717· Index

$64K43K0.00%Q3 2026 12

Empowered Funds, LLC

CIK 0001592828

$60K25K0.00%Q2 2026 13

SUSQUEHANNA INTERNATIONAL GROUP, LLP

CIK 0001446194· Market maker

$48K20K0.00%Q2 2026 14

STATE STREET CORP

CIK 0000093751

$28K12K0.00%Q2 2026 15

NewEdge Advisors, LLC

CIK 0001633516

$24K10K0.00%Q2 2026 16

JAMES INVESTMENT RESEARCH, INC.

CIK 0000810384

$15K10K0.00%Q3 2026 17

Vanguard Global Advisers, LLC

CIK 0001811242· Index

$7K3K0.00%Q2 2026 18

Tower Research Capital LLC (TRC)

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