AI Holders Summary · Q3 2026

81 institutions reported NBH in Q3 2026. Pathstone Holdings, LLC leads at 17.2% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter

Pathstone Holdings, LLC

CIK 0002011612

$21M2.3M0.06%Q3 2026 02

MORGAN STANLEY

CIK 0000895421

$12M1.3M0.00%Q3 2026 03

RIVERNORTH CAPITAL MANAGEMENT, LLC

CIK 0001447578

$9M930K0.47%Q1 2026 04

1607 Capital Partners, LLC

CIK 0001436866

$9M807K0.74%Q2 2026 05

GUGGENHEIM CAPITAL LLC

CIK 0001283072

$7M710K0.05%Q2 2026 06

Advisors Asset Management, Inc.

CIK 0001297376

$7M781K0.11%Q3 2026 07

ROBINSON CAPITAL MANAGEMENT, LLC

CIK 0001599795

$6M647K3.01%Q3 2026 08

UBS Group AG

CIK 0001610520

$5M559K0.00%Q3 2026 09

Hennion & Walsh Asset Management, Inc.

CIK 0001861642

$4M471K0.13%Q3 2026 10

Rareview Capital LLC

CIK 0002044533

$4M415K1.78%Q3 2026 11

VAN ECK ASSOCIATES CORP

CIK 0000869178

$3M286K0.00%Q3 2026 12

SIT INVESTMENT ASSOCIATES INC

CIK 0000769317

$3M285K0.05%Q3 2026 13

COHEN & STEERS, INC.

CIK 0001284812

$2M218K0.00%Q1 2026 14

BANK OF AMERICA CORP /DE/

CIK 0000070858

$2M167K0.00%Q2 2026 15

MELFA WEALTH MANAGEMENT, INC.

CIK 0001962465

$2M192K0.97%Q3 2026 16

ENVESTNET ASSET MANAGEMENT INC

CIK 0001407543

$1M133K0.00%Q2 2026 17

Allspring Global Investments Holdings, LLC

CIK 0001890906

$1M152K0.00%Q3 2026 18

Invesco Ltd.

CIK 0000914208

$1M147K0.00%Q3 2026 19

Worthington Financial Partners, LLC

CIK 0002111427

$1M127K0.98%Q3 2026 20

LPL Financial LLC

CIK 0001403438

$976K107K0.00%Q3 2026

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