AI Holders Summary · Q2 2026

34 institutions reported NOEM in Q2 2026. MIZUHO SECURITIES USA LLC leads at 20.3% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter

MIZUHO SECURITIES USA LLC

CIK 0000812291

$17M1.7M0.17%Q2 2026 02

Karpus Management, Inc.

CIK 0001048703

$8M730K0.24%Q1 2026 03

MIZUHO SECURITIES USA LLC

CIK 0001513006

$8M769K0.16%Q1 2025 04

MMCAP International Inc. SPC

CIK 0001304857

$6M590K0.52%Q2 2026 05

ARISTEIA CAPITAL, L.L.C.

CIK 0001080171

$6M578K0.08%Q2 2026 06

AQR Arbitrage LLC

CIK 0001167456

$6M585K0.13%Q4 2025 07

RIVERNORTH CAPITAL MANAGEMENT, LLC

CIK 0001447578

$4M428K0.22%Q1 2026 08

WHITEBOX ADVISORS LLC

CIK 0001257391

$4M390K0.05%Q2 2026 09

TORONTO DOMINION BANK

CIK 0000947263

$4M353K0.00%Q2 2026 10

Polar Asset Management Partners Inc.

CIK 0001326389

$4M343K0.06%Q2 2026 11

Westchester Capital Management, LLC

CIK 0001512805

$3M331K0.17%Q2 2026 12

Hudson Bay Capital Management LP

CIK 0001393825

$3M290K0.01%Q2 2026 13

D. E. Shaw & Co., Inc.

CIK 0001009207

$3M280K0.00%Q4 2025 14

SONA ASSET MANAGEMENT (US) LLC

CIK 0001856405

$3M252K0.06%Q1 2026 15

TWO SIGMA INVESTMENTS, LP

CIK 0001179392

$2M217K0.00%Q2 2026 16

L1 Global Manager Pty Ltd

CIK 0001878742

$1M140K1.03%Q2 2026 17

RLH Capital LLC

CIK 0002008031

$1M124K0.62%Q2 2026 18

WOLVERINE ASSET MANAGEMENT LLC

CIK 0001279891

$813K78K0.01%Q2 2026 19

Clear Street Group Inc.

CIK 0001881567

$720K69K0.00%Q2 2026 20

HEIGHTS CAPITAL MANAGEMENT, INC

CIK 0001081698

$422K40K0.10%Q2 2026

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