AI Holders Summary · Q1 2026

238 institutions reported NUV in Q1 2026. UBS Group AG leads at 20.9% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter

UBS Group AG

CIK 0001610520

$63M7.1M0.01%Q1 2026 02

MORGAN STANLEY

CIK 0000895421

$41M4.5M0.00%Q1 2026 03

Hennion & Walsh Asset Management, Inc.

CIK 0001861642

$26M2.9M0.75%Q2 2026 04

GUGGENHEIM CAPITAL LLC

CIK 0001283072

$26M2.9M0.20%Q1 2026 05

RAYMOND JAMES FINANCIAL INC

CIK 0000720005

$20M2.2M0.01%Q1 2026 06

WELLS FARGO & COMPANY/MN

CIK 0000072971

$19M2.1M0.00%Q1 2026 07

Focus Partners Wealth

CIK 0001542153

$17M1.9M0.02%Q4 2025 08

LPL Financial LLC

CIK 0001403438

$10M1.2M0.00%Q1 2026 09

BANK OF AMERICA CORP /DE/

CIK 0000070858

$10M1.1M0.00%Q1 2026 10

VAN ECK ASSOCIATES CORP

CIK 0000869178

$10M1.1M0.01%Q1 2026 11

JONES FINANCIAL COMPANIES LLLP

CIK 0000815917

$9M993K0.00%Q1 2026 12

Granby Capital Management, LLC

CIK 0001857581

$8M836K4.31%Q1 2026 13

MERCER GLOBAL ADVISORS INC /ADV

CIK 0000853758

$7M741K0.01%Q1 2026 14

Chicago Partners Investment Group LLC

CIK 0001563525

$6M683K0.14%Q1 2026 15

STIFEL FINANCIAL CORP

CIK 0000720672

$6M668K0.01%Q1 2026 16

1607 Capital Partners, LLC

CIK 0001436866

$6M625K0.40%Q1 2026 17

ROYAL BANK OF CANADA

CIK 0001000275

$6M620K0.00%Q1 2026 18

Congress Park Capital LLC

CIK 0001730945

$6M599K1.49%Q2 2026 19

COMMONWEALTH EQUITY SERVICES, LLC

CIK 0000312272

$5M513K0.01%Q1 2026 20

BAR HARBOR WEALTH MANAGEMENT

CIK 0001035463

$4M488K0.24%Q2 2026

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