DOSSIER · 13F Holders · Q2 2026
NWBO

NW Biotherapeutics

10 institutions still hold NW Biotherapeutics as of Q2 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 66737P600·10 13F holders·last filed Jun 30, 2026
Market cap
13F value held
$543K
visible holders
Holders
10
filers reporting
Concentration
41.81%
COMPASS FINANCIAL MANAGEMENT LLC #1
top holder share
AI Holders Summary · Q2 2026

10 institutions reported NWBO in Q2 2026. COMPASS FINANCIAL MANAGEMENT LLC leads at 41.8% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
COMPASS FINANCIAL MANAGEMENT LLC
CIK 0002148724
$227K1.2M0.03%Q2 2026
02
KELLEHER FINANCIAL ADVISORS
CIK 0001507971
$149K800K0.02%Q2 2026
03
Moloney Securities Asset Management, LLC
CIK 0001697934
$128K535K0.02%Q3 2025
04
VSM Wealth Advisory, LLC
CIK 0002050660
$15K81K0.00%Q2 2026
05
Opus Capital Group, LLC
CIK 0001330325
$12K60K0.00%Q1 2026
06
Ethos Financial Group, LLC
CIK 0001954242
$6K39K0.00%Q2 2026
07
Williams Jones Wealth Management, LLC.
CIK 0001788587
$5K25K0.00%Q2 2026
08
McIlrath & Eck, LLC
CIK 0001701714
$1246000.00%Q1 2026
09
Coston, McIsaac & Partners
CIK 0001945037
$01K0.00%Q4 2025
10
HANTZ FINANCIAL SERVICES, INC.
CIK 0001071061
$02500.00%Q1 2026
Insiders at NW Biotherapeutics
Boynton Alton LBosch Marnix LMalik NavidJasinowski Jerry JPowers Linda FGoldman Leslie J.Black CoferCognate Bioservices, Inc.