DOSSIER · 13F Holders · Q1 2026Mega-capCrowded
OCTB

ETF SER SOLUTIONS

12 institutions still hold ETF SER SOLUTIONS as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 268961851·12 13F holders·last filed Mar 31, 2026
Market cap
4.3%
vs prior quarter
13F value held
$38M
46.0% inst. owned
of float
Holders
12
+53 QoQ
filers reporting
Activity
+24 / −91
+907 added · −880 reduced
this quarter
Concentration
40.55%
KFG WEALTH MANAGEMENT, LLC #1
top holder share
AI Holders Summary · Q1 2026

OCTB, a defined-outcome buffer ETF, has a 12-holder, ~$38.0M 13F book concentrated in KFG Wealth Management ($15.4M) and Uniting Wealth Partners ($12.7M), which together hold roughly 74%. Blue Bell Private Wealth ($5.4M) follows. As with its sibling buffer ETFs, the book reflects RIA model-portfolio adoption.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
KFG WEALTH MANAGEMENT, LLC
CIK 0001919344
$15M614K1.99%Q1 2026
02
Uniting Wealth Partners, LLC
CIK 0002056414
$13M505K2.70%Q1 2026
03
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC
CIK 0001352860
$5M214K0.77%Q1 2026
04
Aptus Capital Advisors, LLC
CIK 0001664193
$1M54K0.01%Q1 2026
05
GUARDIAN WEALTH ADVISORS, LLC / NC
CIK 0001901403
$1M44K0.07%Q1 2026
06
Kovack Advisors, Inc.
CIK 0001728321
$870,21435K0.05%Q1 2026
07
SUSQUEHANNA INTERNATIONAL GROUP, LLP
CIK 0001446194· Market maker
$289,71912K0.00%Q1 2026
08
Cyndeo Wealth Partners, LLC
CIK 0001950947
$250,60010K0.01%Q1 2026
09
OLD MISSION CAPITAL LLC
CIK 0001455915
$237,9199K0.00%Q1 2026
10
Prime Capital Investment Advisors, LLC
CIK 0001731446
$209,5278K0.00%Q1 2026
11
Cornerstone Wealth Group, LLC
CIK 0001774879
$206,3408K0.01%Q1 2026
12
UBS Group AG
CIK 0001610520
$3,5591420.00%Q1 2026