DOSSIER · 13F Holders · Q1 2026
OCTP

PGIM ROCK ETF TR

16 institutions still hold PGIM ROCK ETF TR as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 69420N742·16 13F holders·last filed Mar 31, 2026
Market cap
13F value held
$18M
visible holders
Holders
16
filers reporting
Concentration
62.15%
PRUDENTIAL FINANCIAL INC #1
top holder share
AI Holders Summary · Q1 2026

16 institutions reported OCTP in Q1 2026. PRUDENTIAL FINANCIAL INC leads at 62.1% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
PRUDENTIAL FINANCIAL INC
CIK 0001137774
$11M380K0.01%Q1 2026
02
Castellan Group
CIK 0001832521
$3M78K0.28%Q2 2026
03
COMMONWEALTH EQUITY SERVICES, LLC
CIK 0000312272
$1M38K0.00%Q2 2026
04
Blue Water Asset Management
CIK 0002033384
$790K24K0.25%Q2 2026
05
NewEdge Advisors, LLC
CIK 0001633516
$719K24K0.00%Q1 2026
06
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$348K12K0.00%Q1 2026
07
Evergreen Wealth Solutions, LLC
CIK 0001904432
$275K9K0.02%Q1 2026
08
Spire Wealth Management
CIK 0001858740
$259K8K0.01%Q2 2026
09
Kestra Advisory Services, LLC
CIK 0001830819
$217K7K0.00%Q2 2026
10
PNC FINANCIAL SERVICES GROUP, INC.
CIK 0000713676
$144K5K0.00%Q4 2025
11
ROYAL BANK OF CANADA
CIK 0001000275
$141K5K0.00%Q1 2026
12
DHJJ Financial Advisors, Ltd.
CIK 0001844716
$109K3K0.03%Q2 2026
13
Parallel Advisors, LLC
CIK 0001690010
$62K2K0.00%Q2 2026
14
Steward Partners Investment Advisory, LLC
CIK 0001723397
$20K6710.00%Q1 2026
15
HARBOUR INVESTMENTS, INC.
CIK 0000810121
$15K5000.00%Q1 2026
16
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CIK 0000752798
$00Q2 2025