DOSSIER · 13F Holders · Q2 2026
PBMY

PGIM ROCK ETF TR

16 institutions still hold PGIM ROCK ETF TR as of Q2 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 69420N874·16 13F holders·last filed Jun 30, 2026
Market cap
13F value held
$30M
visible holders
Holders
16
filers reporting
Concentration
50.98%
PRUDENTIAL FINANCIAL INC #1
top holder share
AI Holders Summary · Q2 2026

16 institutions reported PBMY in Q2 2026. PRUDENTIAL FINANCIAL INC leads at 51.0% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
PRUDENTIAL FINANCIAL INC
CIK 0001137774
$15M488K0.02%Q2 2026
02
JIM SAULNIER & ASSOCIATES, LLC
CIK 0002044420
$5M154K1.94%Q2 2026
03
SMITH, MOORE & CO.
CIK 0000200724
$2M68K0.14%Q2 2026
04
Spire Wealth Management
CIK 0001858740
$2M64K0.06%Q2 2026
05
COMMONWEALTH EQUITY SERVICES, LLC
CIK 0000312272
$1M40K0.00%Q2 2026
06
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$755K24K0.00%Q2 2026
07
Blue Water Asset Management
CIK 0002033384
$750K24K0.24%Q2 2026
08
AMERICAN ASSET MANAGEMENT INC.
CIK 0001569454
$616K20K0.50%Q2 2026
09
Evergreen Wealth Solutions, LLC
CIK 0001904432
$573K18K0.03%Q2 2026
10
KESTRA PRIVATE WEALTH SERVICES, LLC
CIK 0001649451
$486K16K0.01%Q2 2026
11
MML INVESTORS SERVICES, LLC
CIK 0000701059
$434K14K0.00%Q2 2026
12
ROYAL BANK OF CANADA
CIK 0001000275
$310K10K0.00%Q2 2026
13
CENTAURUS FINANCIAL, INC.
CIK 0000891943
$244K8K0.01%Q4 2025
14
Steward Partners Investment Advisory, LLC
CIK 0001723397
$162K5K0.00%Q2 2026
15
DHJJ Financial Advisors, Ltd.
CIK 0001844716
$119K4K0.03%Q2 2026
16
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CIK 0000752798
$00Q2 2025