DOSSIER · 13F Holders · Q1 2026
PBNV

PGIM ROCK ETF TR

13 institutions still hold PGIM ROCK ETF TR as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 69420N767·13 13F holders·last filed Mar 31, 2026
Market cap
13F value held
$25M
visible holders
Holders
13
filers reporting
Concentration
35.39%
PRUDENTIAL FINANCIAL INC #1
top holder share
AI Holders Summary · Q1 2026

13 institutions reported PBNV in Q1 2026. PRUDENTIAL FINANCIAL INC leads at 35.4% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
PRUDENTIAL FINANCIAL INC
CIK 0001137774
$9M300K0.01%Q1 2026
02
Blue Water Asset Management
CIK 0002033384
$4M129K1.29%Q1 2026
03
LeClair Wealth Partners LLC
CIK 0002056667
$4M129K1.29%Q1 2026
04
JIM SAULNIER & ASSOCIATES, LLC
CIK 0002044420
$3M112K1.58%Q1 2026
05
Spire Wealth Management
CIK 0001858740
$2M75K0.07%Q2 2026
06
COMMONWEALTH EQUITY SERVICES, LLC
CIK 0000312272
$1M48K0.00%Q1 2026
07
Kestra Advisory Services, LLC
CIK 0001830819
$535K18K0.00%Q1 2026
08
CYPRESS FINANCIAL PLANNING LLC
CIK 0001937021
$277K9K0.07%Q2 2026
09
INTEGRITY ALLIANCE, LLC.
CIK 0001352260
$229K8K0.01%Q1 2026
10
AMERICAN ASSET MANAGEMENT INC.
CIK 0001569454
$215K7K0.18%Q2 2026
11
ROYAL BANK OF CANADA
CIK 0001000275
$146K5K0.00%Q1 2026
12
DHJJ Financial Advisors, Ltd.
CIK 0001844716
$56K2K0.02%Q2 2026
13
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CIK 0000752798
$00Q2 2025