DOSSIER · 13F Holders · Q3 2026
PCFI

POLEN FLOATING RATE INCOME ETF

5 institutions still hold POLEN FLOATING RATE INCOME ETF as of Q3 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 36087T429·5 13F holders·last filed Jun 30, 2026
Market cap
—
13F value held
$3M
visible holders
Holders
5
filers reporting
Concentration
81.71%
BANK OF AMERICA CORP /DE/ #1
top holder share
AI Holders Summary · Q3 2026

5 institutions reported PCFI in Q3 2026. BANK OF AMERICA CORP /DE/ leads at 81.7% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
BANK OF AMERICA CORP /DE/
CIK 0000070858
$2M93K0.00%Q2 2026
02
JANE STREET GROUP, LLC
CIK 0001595888· Market maker
$341K15K0.00%Q3 2026
03
OSAIC HOLDINGS, INC.
CIK 0001677044
$115K5K0.00%Q3 2026
04
UBS Group AG
CIK 0001610520
$13K5920.00%Q3 2026
05
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CIK 0000752798
$00—Q2 2025