DOSSIER · 13F Holders · Q1 2026Most-boughtAI cap-ex
PFX

PHENIXFIN CORP

17 institutions still hold PHENIXFIN CORP as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 71742W103·17 13F holders·last filed Mar 31, 2026
Market cap
6.1%
vs prior quarter
13F value held
$16M
56.0% inst. owned
of float
Holders
17
+10 QoQ
filers reporting
Activity
+72 / −10
+1,030 added · −865 reduced
this quarter
Concentration
44.09%
Adalta Capital Management LLC #1
top holder share
AI Holders Summary · Q1 2026

17 institutions reported PFX in Q1 2026. Adalta Capital Management LLC leads at 44.1% of the visible book. +10 net new institutions vs prior quarter — accumulation reading.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
Adalta Capital Management LLC
CIK 0001698926
$7M176K3.28%Q1 2026
02
AMERICAN FINANCIAL GROUP INC
CIK 0001042046
$3M64K0.93%Q1 2026
03
MORGAN STANLEY
CIK 0000895421
$2M55K0.00%Q1 2026
04
22NW, LP
CIK 0001694297
$2M43K1.15%Q1 2026
05
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$935,01824K0.00%Q1 2026
06
Bulldog Investors, LLP
CIK 0001504304
$750,65519K0.17%Q1 2026
07
Legal & General Group Plc
CIK 0000764068
$601,81515K0.00%Q1 2026
08
UBS Group AG
CIK 0001610520
$19,0614880.00%Q1 2026
09
OSAIC HOLDINGS, INC.
CIK 0001677044
$15,6244000.00%Q1 2026
10
Allworth Financial LP
CIK 0001555170
$11,1722860.00%Q1 2026
11
WELLS FARGO & COMPANY/MN
CIK 0000072971
$9,7922510.00%Q1 2026
12
Legacy Wealth Managment, LLC/ID
CIK 0002045082
$7,8122000.00%Q1 2026
13
Archer Investment Corp
CIK 0001803804
$4,9221260.00%Q1 2026
14
Sound Income Strategies, LLC
CIK 0001730960
$3,042780.00%Q1 2026
15
MAI Capital Management
CIK 0001040197
$430110.00%Q1 2026
16
US BANCORP \DE\
CIK 0000036104
$11730.00%Q1 2026
17
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CIK 0000752798
$00Q2 2025