13F Insight
DOSSIER · 13F Holders · Q3 2026
PIEQ

PRINCIPAL EXCHANGE TRADED FD

29 institutions still hold PRINCIPAL EXCHANGE TRADED FD as of Q3 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 74255Y698·29 13F holders·last filed Sep 30, 2026
Market cap
—
13F value held
$1.7B
visible holders
Holders
29
filers reporting
Concentration
52.99%
PRINCIPAL FINANCIAL GROUP INC #1
top holder share
AI Holders Summary · Q3 2026

29 institutions reported PIEQ in Q3 2026. PRINCIPAL FINANCIAL GROUP INC leads at 53.0% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
PRINCIPAL FINANCIAL GROUP INC
CIK 0001126328
$895M24.7M0.46%Q3 202602
PRINCIPAL SECURITIES, INC.
CIK 0000012600
$396M11.0M4.77%Q2 202603
ENVESTNET ASSET MANAGEMENT INC
CIK 0001407543
$379M10.6M0.09%Q2 202604
LPL Financial LLC
CIK 0001403438
$5M128K0.00%Q3 202605
Capital Investment Advisory Services, LLC
CIK 0001659203
$3M77K0.17%Q3 202606
Kraft, Davis & Associates, LLC
CIK 0001919438
$2M66K0.49%Q3 202607
Private Advisor Group, LLC
CIK 0001567755
$2M61K0.01%Q2 202608
Smartleaf Asset Management LLC
CIK 0002010393
$2M57K0.07%Q2 202609
JANE STREET GROUP, LLC
CIK 0001595888· Market maker
$973K29K0.00%Q1 202610
Next Level Private LLC
CIK 0001910366
$914K25K0.18%Q3 202611
SUSQUEHANNA INTERNATIONAL GROUP, LLP
CIK 0001446194· Market maker
$817K23K0.00%Q2 202612
HighPoint Advisor Group LLC
CIK 0001616034
$699K19K0.02%Q2 202613
COMMONWEALTH EQUITY SERVICES, LLC
CIK 0000312272
$414K11K0.00%Q3 202614
CITADEL ADVISORS LLC
CIK 0001423053
$266K7K0.00%Q2 202615
NFP Retirement, Inc.
CIK 0002040084
$264K7K0.01%Q2 202616
Apollon Financial, LLC
CIK 0002011195
$236K7K0.03%Q3 202617
Cambridge Investment Research Advisors, Inc.
CIK 0001419186
$211K6K0.00%Q3 202618
Fiduciary Alliance LLC
CIK 0001954805
$200K6K0.02%Q3 202619
Cape Investment Advisory, Inc.
CIK 0001944437
$68K2K0.02%Q3 202620
Golden State Equity Partners
CIK 0001845003
$54K2K0.00%Q3 2026
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