DOSSIER · 13F Holders · Q1 2026Most-boughtAI cap-ex
PIEQ

PRINCIPAL EXCHANGE TRADED FD

21 institutions still hold PRINCIPAL EXCHANGE TRADED FD as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 74255Y698·21 13F holders·last filed Mar 31, 2026
Market cap
5.6%
vs prior quarter
13F value held
$1.3B
67.0% inst. owned
of float
Holders
21
-39 QoQ
filers reporting
Activity
+88 / −32
+788 added · −798 reduced
this quarter
Concentration
78.91%
PRINCIPAL FINANCIAL GROUP INC #1
top holder share
AI Holders Summary · Q1 2026

21 institutions reported PIEQ in Q1 2026. PRINCIPAL FINANCIAL GROUP INC leads at 78.9% of the visible book. -39 net institutions QoQ — distribution reading.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
PRINCIPAL FINANCIAL GROUP INC
CIK 0001126328
$1.1B31.6M0.56%Q1 2026
02
PRINCIPAL SECURITIES, INC.
CIK 0000012600
$141M4.1M2.06%Q1 2026
03
ENVESTNET ASSET MANAGEMENT INC
CIK 0001407543
$127M3.7M0.03%Q1 2026
04
Kraft, Davis & Associates, LLC
CIK 0001919438
$4M106K0.79%Q1 2026
05
Capital Investment Advisory Services, LLC
CIK 0001659203
$3M80K0.20%Q1 2026
06
Smartleaf Asset Management LLC
CIK 0002010393
$2M57K0.07%Q1 2026
07
LPL Financial LLC
CIK 0001403438
$2M46K0.00%Q1 2026
08
Private Advisor Group, LLC
CIK 0001567755
$2M45K0.01%Q1 2026
09
JANE STREET GROUP, LLC
CIK 0001595888· Market maker
$973,22629K0.00%Q1 2026
10
Next Level Private LLC
CIK 0001910366
$864,01025K0.20%Q1 2026
11
COMMONWEALTH EQUITY SERVICES, LLC
CIK 0000312272
$545,88016K0.00%Q1 2026
12
NFP Retirement, Inc.
CIK 0002040084
$244,4587K0.01%Q1 2026
13
FMR LLC
CIK 0000315066
$44,9631K0.00%Q1 2026
14
GILPIN WEALTH MANAGEMENT, LLC
CIK 0002058144
$33,9601K0.03%Q1 2026
15
Western Wealth Management, LLC
CIK 0001767902
$20,9206160.00%Q1 2026
16
Intentional Wealth Strategies, LLC
CIK 0002119881
$6,0111770.01%Q1 2026
17
ASSETMARK, INC
CIK 0001344551
$4,4831360.00%Q4 2025
18
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
CIK 0001141802
$441130.00%Q1 2026
19
MORGAN STANLEY
CIK 0000895421
$340100.00%Q1 2026
20
MCGUIRE CAPITAL ADVISORS INC
CIK 0002112006
$27280.00%Q1 2026
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