DOSSIER · 13F Holders · Q3 2026
PMAU

PGIM ROCK ETF TR

4 institutions still hold PGIM ROCK ETF TR as of Q3 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 69420N619·4 13F holders·last filed Sep 30, 2026
Market cap
—
13F value held
$1M
visible holders
Holders
4
filers reporting
Concentration
58.57%
JIM SAULNIER & ASSOCIATES, LLC #1
top holder share
AI Holders Summary · Q3 2026

4 institutions reported PMAU in Q3 2026. JIM SAULNIER & ASSOCIATES, LLC leads at 58.6% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
JIM SAULNIER & ASSOCIATES, LLC
CIK 0002044420
$819K30K0.32%Q3 2026
02
GREAT VALLEY ADVISOR GROUP, INC.
CIK 0001769897
$486K18K0.01%Q3 2026
03
Steward Partners Investment Advisory, LLC
CIK 0001723397
$80K3K0.00%Q2 2026
04
UBS Group AG
CIK 0001610520
$14K5050.00%Q3 2026