DOSSIER · 13F Holders · Q2 2026
PMAU

PGIM ROCK ETF TR

3 institutions still hold PGIM ROCK ETF TR as of Q2 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 69420N619·3 13F holders·last filed Jun 30, 2026
Market cap
13F value held
$606K
visible holders
Holders
3
filers reporting
Concentration
84.28%
JIM SAULNIER & ASSOCIATES, LLC #1
top holder share
AI Holders Summary · Q2 2026

3 institutions reported PMAU in Q2 2026. JIM SAULNIER & ASSOCIATES, LLC leads at 84.3% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
JIM SAULNIER & ASSOCIATES, LLC
CIK 0002044420
$511K19K0.21%Q2 2026
02
Steward Partners Investment Advisory, LLC
CIK 0001723397
$80K3K0.00%Q2 2026
03
UBS Group AG
CIK 0001610520
$15K5820.00%Q2 2026