DOSSIER · 13F Holders · Q3 2026
PMJN

PGIM ROCK ETF TR

6 institutions still hold PGIM ROCK ETF TR as of Q3 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 69420N635·6 13F holders·last filed Sep 30, 2026
Market cap
—
13F value held
$2M
visible holders
Holders
6
filers reporting
Concentration
40.38%
COMMONWEALTH EQUITY SERVICES, LLC #1
top holder share
AI Holders Summary · Q3 2026

6 institutions reported PMJN in Q3 2026. COMMONWEALTH EQUITY SERVICES, LLC leads at 40.4% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
COMMONWEALTH EQUITY SERVICES, LLC
CIK 0000312272
$626K23K0.00%Q3 2026
02
OLD MISSION CAPITAL LLC
CIK 0001455915
$344K13K0.01%Q2 2026
03
WOLVERINE TRADING, LLC
CIK 0000927337
$252K10K0.00%Q3 2025
04
JIM SAULNIER & ASSOCIATES, LLC
CIK 0002044420
$207K8K0.08%Q3 2026
05
WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV
CIK 0000771118
$67K3K0.01%Q3 2026
06
OSAIC HOLDINGS, INC.
CIK 0001677044
$53K2K0.00%Q2 2026