DOSSIER · 13F Holders · Q3 2026
PMMY

PGIM ROCK ETF TR

5 institutions still hold PGIM ROCK ETF TR as of Q3 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 69420N643·5 13F holders·last filed Sep 30, 2026
Market cap
—
13F value held
$2M
visible holders
Holders
5
filers reporting
Concentration
41.35%
JIM SAULNIER & ASSOCIATES, LLC #1
top holder share
AI Holders Summary · Q3 2026

5 institutions reported PMMY in Q3 2026. JIM SAULNIER & ASSOCIATES, LLC leads at 41.3% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
JIM SAULNIER & ASSOCIATES, LLC
CIK 0002044420
$1M37K0.39%Q3 2026
02
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$772K28K0.00%Q3 2026
03
Kingsview Wealth Management, LLC
CIK 0001791965
$452K17K0.01%Q3 2026
04
SMITH, MOORE & CO.
CIK 0000200724
$206K8K0.01%Q3 2026
05
UBS Group AG
CIK 0001610520
$10K3710.00%Q3 2026