DOSSIER · 13F Holders · Q3 2026
PMSE

PGIM ROCK ETF TR

5 institutions still hold PGIM ROCK ETF TR as of Q3 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 69420N593·5 13F holders·last filed Sep 30, 2026
Market cap
—
13F value held
$2M
visible holders
Holders
5
filers reporting
Concentration
32.15%
JIM SAULNIER & ASSOCIATES, LLC #1
top holder share
AI Holders Summary · Q3 2026

5 institutions reported PMSE in Q3 2026. JIM SAULNIER & ASSOCIATES, LLC leads at 32.2% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
JIM SAULNIER & ASSOCIATES, LLC
CIK 0002044420
$600K23K0.24%Q3 2026
02
NBC SECURITIES, INC.
CIK 0000791540
$575K22K0.04%Q3 2026
03
COMMONWEALTH EQUITY SERVICES, LLC
CIK 0000312272
$415K16K0.00%Q3 2026
04
WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV
CIK 0000771118
$261K10K0.04%Q3 2026
05
IFP Advisors, Inc
CIK 0001641866
$15K5620.00%Q3 2026