DOSSIER · 13F Holders · Q1 2026Financial Services · Asset ManagementHigh-convictionMulti-bagger
PSEC

PROSPECT CAP CORP

227 institutions still hold PROSPECT CAP CORP as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 74348T102·Asset Management·227 13F holders·last filed Mar 31, 2026
Market cap
9.4%
vs prior quarter
13F value held
$200M
52.0% inst. owned
of float
Holders
227
-109 QoQ
filers reporting
Activity
+76 / −36
+818 added · −749 reduced
this quarter
Concentration
20.63%
TWO SIGMA INVESTMENTS, LP #1
top holder share
AI Holders Summary · Q1 2026

227 institutions reported PSEC in Q1 2026. TWO SIGMA INVESTMENTS, LP leads at 20.6% of the visible book. -109 net institutions QoQ — distribution reading.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
TWO SIGMA INVESTMENTS, LP
CIK 0001179392
$41M15.8M0.03%Q1 2026
02
PRIVATE MANAGEMENT GROUP INC
CIK 0001142031
$35M13.5M1.02%Q1 2026
03
TWO SIGMA ADVISERS, LP
CIK 0001478735
$23M8.9M0.04%Q4 2025
04
MARSHALL WACE, LLP
CIK 0001318757
$16M6.2M0.01%Q4 2025
05
UBS Group AG
CIK 0001610520
$14M5.5M0.00%Q1 2026
06
GENDELL JEFFREY L
CIK 0001056581
$10M4.0M0.14%Q1 2026
07
Legal & General Group Plc
CIK 0000764068
$10M3.6M0.00%Q1 2026
08
INDEPENDENT FINANCIAL GROUP, LLC
CIK 0000275484
$9M3.5M0.20%Q1 2026
09
SUSQUEHANNA INTERNATIONAL GROUP, LLP
CIK 0001446194· Market maker
$8M3.2M0.00%Q1 2026
10
MORGAN STANLEY
CIK 0000895421
$6M2.5M0.00%Q1 2026
11
Private Advisor Group, LLC
CIK 0001567755
$4M1.7M0.02%Q1 2026
12
BlackRock, Inc.
CIK 0002012383
$4M1.6M0.00%Q1 2026
13
TUDOR INVESTMENT CORP ET AL
CIK 0000923093
$4M1.5M0.01%Q1 2026
14
JANE STREET GROUP, LLC
CIK 0001595888· Market maker
$3M1.1M0.00%Q1 2026
15
LPL Financial LLC
CIK 0001403438
$2M952K0.00%Q1 2026
16
GraniteShares Advisors LLC
CIK 0001839545
$2M951K1.79%Q1 2026
17
COMMONWEALTH EQUITY SERVICES, LLC
CIK 0000312272
$2M800K0.00%Q1 2026
18
Tactive Advisors, LLC
CIK 0002002409
$2M582K0.43%Q1 2026
19
Naviter Wealth, LLC
CIK 0001855567
$2M571K0.19%Q1 2026
20
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$1M500K0.00%Q1 2026
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