13F Insight
DOSSIER · 13F Holders · Q1 2026Cheap mega-capRe-rated
QQQI

NEOS NASDAQ 100 HIGH INCOME ET

308 institutions still hold NEOS NASDAQ 100 HIGH INCOME ET as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 78433h675·308 13F holders·last filed Mar 31, 2026
Market cap
—
▼ 8.6%
vs prior quarter
13F value held
$596M
68.0% inst. owned
of float
Holders
308
-112 QoQ
filers reporting
Activity
+72 / −76
+823 added · −707 reduced
this quarter
Concentration
18.04%
LPL Financial LLC #1
top holder share
AI Holders Summary · Q1 2026

308 institutions reported QQQI in Q1 2026. LPL Financial LLC leads at 18.0% of the visible book. -112 net institutions QoQ — distribution reading.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
LPL Financial LLC
CIK 0001403438
$108M2.2M0.03%Q1 202602
SUSQUEHANNA INTERNATIONAL GROUP, LLP
CIK 0001446194· Market maker
$59M1.2M0.01%Q1 202603
MORGAN STANLEY
CIK 0000895421
$51M1.0M0.00%Q1 202604
GOLDMAN SACHS GROUP INC
CIK 0000886982
$47M947K0.01%Q1 202605
Nearwater Capital Markets, Ltd
CIK 0001915842
$35M700K0.82%Q1 202606
ROYAL BANK OF CANADA
CIK 0001000275
$33M655K0.01%Q1 202607
Foguth Wealth Management, LLC.
CIK 0002016322
$28M486K3.25%Q1 202608
Merit Financial Group, LLC
CIK 0001621225
$28M554K0.20%Q1 202609
Second Half Financial Partners, LLC
CIK 0001946654
$25M500K11.18%Q1 202610
UBS Group AG
CIK 0001610520
$24M489K0.00%Q1 202611
INDEPENDENT FINANCIAL GROUP, LLC
CIK 0000275484
$22M447K0.50%Q1 202612
MADDEN SECURITIES Corp
CIK 0001803566
$21M427K6.39%Q1 202613
Capital Investment Advisory Services, LLC
CIK 0001659203
$19M372K1.35%Q1 202614
Howard Capital Management Inc.
CIK 0001733173
$18M369K0.30%Q1 202615
JANE STREET GROUP, LLC
CIK 0001595888· Market maker
$16M327K0.00%Q1 202616
MBL Wealth, LLC
CIK 0001845785
$14M276K1.04%Q1 202617
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$14M273K0.00%Q1 202618
Apollon Wealth Management, LLC
CIK 0001764387
$13M257K0.21%Q1 202619
CITADEL ADVISORS LLC
CIK 0001423053
$13M235K0.00%Q4 202520
MML INVESTORS SERVICES, LLC
CIK 0000701059
$11M224K0.03%Q1 2026
Page 1 of 16
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