13F Insight
DOSSIER · 13F Holders · Q1 2026ETF · Exchange Traded Fund
QQQI

NEOS ETF TRUST

320 institutions still hold NEOS ETF TRUST as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 78433H675·Exchange Traded Fund·320 13F holders·last filed Mar 31, 2026
Market cap
—
13F value held
$629M
visible holders
Holders
320
filers reporting
Concentration
17.10%
LPL Financial LLC #1
top holder share
AI Holders Summary · Q1 2026

320 institutions reported QQQI in Q1 2026. LPL Financial LLC leads at 17.1% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
LPL Financial LLC
CIK 0001403438
$108M2.2M0.03%Q1 202602
SUSQUEHANNA INTERNATIONAL GROUP, LLP
CIK 0001446194· Market maker
$59M1.2M0.01%Q1 202603
MORGAN STANLEY
CIK 0000895421
$51M1.0M0.00%Q1 202604
GOLDMAN SACHS GROUP INC
CIK 0000886982
$47M947K0.01%Q1 202605
Foguth Wealth Management, LLC.
CIK 0002016322
$40M735K4.54%Q2 202606
Nearwater Capital Markets, Ltd
CIK 0001915842
$35M700K0.82%Q1 202607
ROYAL BANK OF CANADA
CIK 0001000275
$33M655K0.01%Q1 202608
Merit Financial Group, LLC
CIK 0001621225
$32M559K0.19%Q2 202609
INDEPENDENT FINANCIAL GROUP, LLC
CIK 0000275484
$30M534K0.57%Q2 202610
Second Half Financial Partners, LLC
CIK 0001946654
$28M500K11.63%Q2 202611
UBS Group AG
CIK 0001610520
$24M489K0.00%Q1 202612
MADDEN SECURITIES Corp
CIK 0001803566
$21M427K6.39%Q1 202613
Capital Investment Advisory Services, LLC
CIK 0001659203
$19M372K1.35%Q1 202614
Howard Capital Management Inc.
CIK 0001733173
$18M369K0.30%Q1 202615
MBL Wealth, LLC
CIK 0001845785
$17M292K1.13%Q2 202616
JANE STREET GROUP, LLC
CIK 0001595888· Market maker
$16M327K0.00%Q1 202617
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$14M273K0.00%Q1 202618
Aventura Private Wealth, LLC
CIK 0002074418
$13M229K4.00%Q2 202619
Apollon Wealth Management, LLC
CIK 0001764387
$13M257K0.21%Q1 202620
CITADEL ADVISORS LLC
CIK 0001423053
$13M235K0.00%Q4 2025
Page 1 of 16
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