13F Insight
DOSSIER · 13F Holders · Q1 2026BellwetherCompounder
QQQX

NUVEEN NASDAQ 100 DYNAMIC OV

149 institutions still hold NUVEEN NASDAQ 100 DYNAMIC OV as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 670699107·149 13F holders·last filed Mar 31, 2026
Market cap
—
▲ 0.8%
vs prior quarter
13F value held
$304M
62.0% inst. owned
of float
Holders
149
-56 QoQ
filers reporting
Activity
+74 / −71
+914 added · −835 reduced
this quarter
Concentration
17.05%
MORGAN STANLEY #1
top holder share
AI Holders Summary · Q1 2026

149 institutions reported QQQX in Q1 2026. MORGAN STANLEY leads at 17.1% of the visible book. -56 net institutions QoQ — distribution reading.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
MORGAN STANLEY
CIK 0000895421
$52M1.9M0.00%Q1 202602
Karpus Management, Inc.
CIK 0001048703
$44M1.6M1.36%Q1 202603
WELLS FARGO & COMPANY/MN
CIK 0000072971
$33M1.2M0.01%Q1 202604
Invesco Ltd.
CIK 0000914208
$21M779K0.00%Q1 202605
ROYAL BANK OF CANADA
CIK 0001000275
$20M746K0.00%Q1 202606
UBS Group AG
CIK 0001610520
$19M728K0.00%Q1 202607
LPL Financial LLC
CIK 0001403438
$17M637K0.00%Q1 202608
Allspring Global Investments Holdings, LLC
CIK 0001890906
$16M599K0.03%Q1 202609
GUGGENHEIM CAPITAL LLC
CIK 0001283072
$15M569K0.12%Q1 202610
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$11M419K0.00%Q1 202611
BANK OF AMERICA CORP /DE/
CIK 0000070858
$10M376K0.00%Q1 202612
1607 Capital Partners, LLC
CIK 0001436866
$9M336K0.65%Q1 202613
HighTower Advisors, LLC
CIK 0001462245
$7M263K0.01%Q1 202614
Advisors Asset Management, Inc.
CIK 0001297376
$7M244K0.11%Q1 202615
OSAIC HOLDINGS, INC.
CIK 0001677044
$6M213K0.01%Q1 202616
AMERIPRISE FINANCIAL INC
CIK 0000820027
$5M190K0.00%Q1 202617
Cypress Capital Management LLC (WY)
CIK 0001633896
$5M178K4.49%Q1 202618
Advisor OS, LLC
CIK 0001767580
$3M127K0.25%Q1 202619
D.A. DAVIDSON & CO.
CIK 0001080107
$3M101K0.02%Q1 202620
Kestra Advisory Services, LLC
CIK 0001830819
$2M73K0.01%Q1 2026
Page 1 of 8
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