DOSSIER · 13F Holders · Q1 2026Most-boughtAI cap-ex
RMT

ROYCE MICRO-CAP TR INC

111 institutions still hold ROYCE MICRO-CAP TR INC as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 780915104·111 13F holders·last filed Mar 31, 2026
Market cap
5.2%
vs prior quarter
13F value held
$187M
68.0% inst. owned
of float
Holders
111
-36 QoQ
filers reporting
Activity
+58 / −34
+860 added · −817 reduced
this quarter
Concentration
17.97%
Saba Capital Management, L.P. #1
top holder share
AI Holders Summary · Q1 2026

111 institutions reported RMT in Q1 2026. Saba Capital Management, L.P. leads at 18.0% of the visible book. -36 net institutions QoQ — distribution reading.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
Saba Capital Management, L.P.
CIK 0001510281
$34M3.0M0.93%Q1 2026
02
MORGAN STANLEY
CIK 0000895421
$30M2.6M0.00%Q1 2026
03
LPL Financial LLC
CIK 0001403438
$12M1.1M0.00%Q1 2026
04
Modern Wealth Management, LLC
CIK 0002001900
$12M1.0M0.20%Q1 2026
05
Allspring Global Investments Holdings, LLC
CIK 0001890906
$11M1.0M0.02%Q1 2026
06
Alexander Randolph Advisory, Inc.
CIK 0000874816
$11M981K9.56%Q1 2026
07
RIVERNORTH CAPITAL MANAGEMENT, LLC
CIK 0001447578
$10M899K0.51%Q1 2026
08
UBS Group AG
CIK 0001610520
$10M865K0.00%Q1 2026
09
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC
CIK 0001352860
$7M632K1.03%Q1 2026
10
WELLS FARGO & COMPANY/MN
CIK 0000072971
$7M595K0.00%Q1 2026
11
BANK OF AMERICA CORP /DE/
CIK 0000070858
$6M573K0.00%Q1 2026
12
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.
CIK 0001238990
$6M546K0.36%Q1 2026
13
FLAGSHIP HARBOR ADVISORS, LLC
CIK 0001691766
$6M528K0.26%Q1 2026
14
Shaker Financial Services, LLC
CIK 0001511794
$4M396K1.56%Q1 2026
15
Mraz, Amerine & Associates, Inc.
CIK 0001542324
$4M351K0.59%Q1 2026
16
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$4M330K0.00%Q1 2026
17
FCA CORP /TX
CIK 0001166402
$4M313K1.00%Q1 2026
18
LAZARD ASSET MANAGEMENT LLC
CIK 0001207017
$3M300K0.01%Q1 2026
19
Altium Capital Management LLC
CIK 0001746382
$3M243K6.54%Q1 2026
20
ROYAL BANK OF CANADA
CIK 0001000275
$2M212K0.00%Q1 2026
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