DOSSIER · 13F Holders · Q1 2026ETF · Exchange Traded Fund
RVT

ROYCE SMALL CAP TRUST INC

215 institutions still hold ROYCE SMALL CAP TRUST INC as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 780910105·Exchange Traded Fund·215 13F holders·last filed Mar 31, 2026
Market cap
13F value held
$480M
visible holders
Holders
215
filers reporting
Concentration
21.13%
MORGAN STANLEY #1
top holder share
AI Holders Summary · Q1 2026

215 institutions reported RVT in Q1 2026. MORGAN STANLEY leads at 21.1% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
MORGAN STANLEY
CIK 0000895421
$101M6.1M0.01%Q1 2026
02
BANK OF AMERICA CORP /DE/
CIK 0000070858
$97M5.8M0.01%Q1 2026
03
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$47M2.8M0.01%Q1 2026
04
LPL Financial LLC
CIK 0001403438
$38M2.3M0.01%Q1 2026
05
WELLS FARGO & COMPANY/MN
CIK 0000072971
$28M1.7M0.01%Q1 2026
06
ROYAL BANK OF CANADA
CIK 0001000275
$27M1.6M0.00%Q1 2026
07
Penserra Capital Management LLC
CIK 0001593324
$22M1.3M0.26%Q1 2026
08
STIFEL FINANCIAL CORP
CIK 0000720672
$14M825K0.01%Q1 2026
09
Janney Montgomery Scott LLC
CIK 0001329948
$12M728K0.03%Q1 2026
10
Shaker Financial Services, LLC
CIK 0001511794
$11M606K3.50%Q2 2026
11
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC
CIK 0001352860
$11M654K1.56%Q1 2026
12
LAZARD ASSET MANAGEMENT LLC
CIK 0001207017
$10M612K0.02%Q1 2026
13
RIVERNORTH CAPITAL MANAGEMENT, LLC
CIK 0001447578
$10M602K0.50%Q1 2026
14
UBS Group AG
CIK 0001610520
$10M582K0.00%Q1 2026
15
Waterfront Wealth Inc.
CIK 0001775210
$9M565K1.72%Q1 2026
16
Modern Wealth Management, LLC
CIK 0002001900
$8M492K0.14%Q1 2026
17
GUGGENHEIM CAPITAL LLC
CIK 0001283072
$8M453K0.06%Q1 2026
18
OSAIC HOLDINGS, INC.
CIK 0001677044
$6M345K0.01%Q1 2026
19
Paller Financial Services Inc
CIK 0002095931
$6M303K4.19%Q2 2026
20
Advisors Asset Management, Inc.
CIK 0001297376
$5M320K0.09%Q1 2026
Page 1 of 11
195 more holders available. Log in →
Insiders at ROYCE SMALL CAP TRUST INC
Clark Christopher DGannon Francis D.Royce Charles MGrisanti Christopher C.Obrien G PeterShields Michael K.Harper Cecile BurleighHoglund Peter K