DOSSIER · 13F Holders · Q1 2026
SAR

SARATOGA INVT CORP

65 institutions still hold SARATOGA INVT CORP as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 80349A208·65 13F holders·last filed Mar 31, 2026
Market cap
13F value held
$35M
visible holders
Holders
65
filers reporting
Concentration
12.60%
Lido Advisors, LLC #1
top holder share
AI Holders Summary · Q1 2026

65 institutions reported SAR in Q1 2026. Lido Advisors, LLC leads at 12.6% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
Lido Advisors, LLC
CIK 0001650150
$4M199K0.01%Q1 2026
02
Private Advisor Group, LLC
CIK 0001567755
$3M147K0.01%Q2 2026
03
Hennion & Walsh Asset Management, Inc.
CIK 0001861642
$3M127K0.08%Q2 2026
04
Legal & General Group Plc
CIK 0000764068
$3M123K0.00%Q1 2026
05
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
CIK 0001818604
$3M116K0.16%Q2 2026
06
LPL Financial LLC
CIK 0001403438
$2M114K0.00%Q1 2026
07
Advisors Asset Management, Inc.
CIK 0001297376
$2M107K0.04%Q1 2026
08
WELLS FARGO & COMPANY/MN
CIK 0000072971
$2M85K0.00%Q1 2026
09
SUSQUEHANNA INTERNATIONAL GROUP, LLP
CIK 0001446194· Market maker
$1M66K0.00%Q1 2026
10
Ethos Financial Group, LLC
CIK 0001954242
$1M53K0.09%Q1 2026
11
TWO SIGMA INVESTMENTS, LP
CIK 0001179392
$1M55K0.00%Q1 2026
12
BlackRock, Inc.
CIK 0002012383
$1M55K0.00%Q1 2026
13
Wealthcare Advisory Partners LLC
CIK 0001683059
$1M49K0.02%Q2 2026
14
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$1M48K0.00%Q1 2026
15
Palogic Value Management, L.P.
CIK 0001532943
$1M47K0.43%Q1 2026
16
Next Level Private LLC
CIK 0001910366
$971K44K0.19%Q2 2026
17
CITADEL ADVISORS LLC
CIK 0001423053
$931K40K0.00%Q4 2025
18
JB CAPITAL PARTNERS LP
CIK 0001138532
$761K34K0.13%Q1 2026
19
MORGAN STANLEY
CIK 0000895421
$619K28K0.00%Q1 2026
20
UBS Group AG
CIK 0001610520
$597K27K0.00%Q1 2026
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Insiders at SARATOGA INVT CORP
Oberbeck Christian LSteenkamp Henri JLooney Steven M