13F Insight
DOSSIER · 13F Holders · Q1 2026
SCEP

STERLING CAPITAL HEDGED EQUITY PREMIUM INCOME ETF

24 institutions still hold STERLING CAPITAL HEDGED EQUITY PREMIUM INCOME ETF as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 85917K454·24 13F holders·last filed Mar 31, 2026
Market cap
—
13F value held
$167M
visible holders
Holders
24
filers reporting
Concentration
78.41%
AE Wealth Management LLC #1
top holder share
AI Holders Summary · Q1 2026

SCEP, a Sterling Capital hedged-equity income ETF, has a 25-holder, ~$166.6M 13F book overwhelmingly anchored by AE Wealth Management at $130.6M — about 78% of the disclosed value. Key Capital ($6.3M) and Envestnet ($4.0M) are distant followers. The concentration reflects a single advisory platform's model-portfolio allocation.

The remaining holders are minor by comparison: Key Capital Management ($6.3M) and Envestnet Asset Management ($4.0M). AE Wealth's dominant position reflects wholesale adoption of the hedged-equity strategy across its advisory client base, channeled through the ETF.

For readers, SCEP's 13F profile is a single-platform-adoption story: one wealth manager accounts for nearly four-fifths of the fund's reported institutional ownership. The signal is concentrated model-portfolio allocation rather than diversified conviction.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
AE Wealth Management LLC
CIK 0001697723
$131M5.5M0.71%Q1 202602
Key Capital Management, INC
CIK 0002107249
$6M269K4.19%Q1 202603
ENVESTNET ASSET MANAGEMENT INC
CIK 0001407543
$4M170K0.00%Q1 202604
TRUIST FINANCIAL CORP
CIK 0000092230
$4M169K0.01%Q1 202605
LifeWealth Investments, LLC
CIK 0002033794
$4M159K1.06%Q2 202606
Simplicity Wealth,LLC
CIK 0001913243
$3M135K0.18%Q1 202607
B.O.S.S. Retirement Advisors, LLC
CIK 0001964810
$3M117K0.79%Q2 202608
Quest 10 Wealth Builders, Inc.
CIK 0002035215
$2M84K1.73%Q1 202609
Kingdom Financial Group LLC.
CIK 0001962236
$1M62K0.42%Q1 202610
Lloyd Advisory Services, LLC.
CIK 0001802474
$1M62K0.42%Q1 202611
Centennial Advisors, LLC
CIK 0001951376
$1M61K1.84%Q1 202612
FLP Wealth Management, LLC
CIK 0002052024⚠ data anomaly
$1M58K2.81%Q1 202613
Slagle Financial, LLC
CIK 0001984918
$1M44K0.34%Q1 202614
Raleigh Capital Management Inc.
CIK 0001911726
$939K38K0.30%Q2 202615
SMART Wealth LLC
CIK 0002044723
$586K25K0.17%Q1 202616
OLD MISSION CAPITAL LLC
CIK 0001455915
$362K15K0.01%Q1 202617
SUSQUEHANNA INTERNATIONAL GROUP, LLP
CIK 0001446194· Market maker
$329K14K0.00%Q1 202618
&PARTNERS
CIK 0000107136
$245K10K0.00%Q1 202619
Rothschild Wealth LLC
CIK 0001811345
$225K10K0.02%Q1 202620
Networth Advisors, LLC
CIK 0002099019
$100K4K0.06%Q2 2026
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