DOSSIER · 13F Holders · Q2 2026
SMRF

ALPS ETF TR

11 institutions still hold ALPS ETF TR as of Q2 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 00162Q320·11 13F holders·last filed Jun 30, 2026
Market cap
—
13F value held
$1M
visible holders
Holders
11
filers reporting
Concentration
38.12%
GTS SECURITIES LLC #1
top holder share
AI Holders Summary · Q2 2026

11 institutions reported SMRF in Q2 2026. GTS SECURITIES LLC leads at 38.1% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
GTS SECURITIES LLC
CIK 0001452765· Market maker
$556K21K0.01%Q2 2026
02
JANE STREET GROUP, LLC
CIK 0001595888· Market maker
$546K23K0.00%Q1 2026
03
Wellington Grp LLC
CIK 0002134013
$217K8K0.06%Q2 2026
04
Allworth Financial LP
CIK 0001555170
$48K2K0.00%Q2 2026
05
HOLLENCREST CAPITAL MANAGEMENT
CIK 0001161722
$27K1K0.00%Q2 2026
06
Capital Analysts, LLC
CIK 0001624758
$23K9670.00%Q1 2026
07
Farther Finance Advisors, LLC
CIK 0001992825
$17K7270.00%Q3 2026
08
NBC SECURITIES, INC.
CIK 0000791540
$13K5000.00%Q2 2026
09
Larson Financial Group LLC
CIK 0001731061
$5K1810.00%Q2 2026
10
TD Waterhouse Canada Inc.
CIK 0001999606
$4K1550.00%Q3 2026
11
Capital Investment Advisory Services, LLC
CIK 0001659203
$3K1100.00%Q2 2026