13F Insight
DOSSIER · 13F Holders · Q3 2026
SMTH

ALPS ETF TR

83 institutions still hold ALPS ETF TR as of Q3 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 00162Q346·83 13F holders·last filed Sep 30, 2026
Market cap
—
13F value held
$2.7B
visible holders
Holders
83
filers reporting
Concentration
66.80%
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC #1
top holder share
AI Holders Summary · Q3 2026

83 institutions reported SMTH in Q3 2026. WEALTH ENHANCEMENT ADVISORY SERVICES, LLC leads at 66.8% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
CIK 0001632972
$1.8B73.1M2.67%Q3 202602
Annex Advisory Services, LLC
CIK 0001542287
$197M8.0M3.22%Q3 202603
SHUFRO ROSE & CO LLC
CIK 0000908195
$136M5.3M7.83%Q2 202604
Trilogy Capital Inc.
CIK 0001722512
$111M4.5M4.24%Q3 202605
Stratos Investment Management, LLC
CIK 0001707206
$84M3.3M3.05%Q2 202606
Bank of New York Mellon Corp
CIK 0001390777
$58M2.3M0.01%Q2 202607
Lineweaver Wealth Advisors, LLC
CIK 0001797873
$40M1.6M4.60%Q3 202608
BANK OF AMERICA CORP /DE/
CIK 0000070858
$37M1.4M0.00%Q2 202609
Hamilton Wealth, LLC
CIK 0001760263
$34M1.3M6.30%Q2 202610
LEVEL FOUR ADVISORY SERVICES, LLC
CIK 0001696715
$32M1.3M0.91%Q2 202611
Meridian Wealth Management, LLC
CIK 0001697300
$24M924K0.73%Q2 202612
Vise Technologies, Inc.
CIK 0001812090
$20M791K0.23%Q2 202613
THRIVENT FINANCIAL FOR LUTHERANS
CIK 0000314984
$19M732K0.04%Q1 202614
ADAPT WEALTH ADVISORS, LLC
CIK 0002013937
$18M683K5.75%Q2 202615
Traction Financial Partners, LLC
CIK 0002007748
$17M677K9.26%Q2 202616
Principle Wealth Partners LLC
CIK 0001743413
$17M642K0.82%Q2 202617
Guardian Financial Partners, LLC
CIK 0001723514
$14M530K5.31%Q2 202618
SENTINEL PENSION ADVISORS, LLC
CIK 0001802290
$12M481K1.61%Q2 202619
World Investment Advisors
CIK 0001652594
$11M436K0.18%Q1 202620
Old Port Advisors
CIK 0001744348
$11M431K2.19%Q2 2026
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