DOSSIER · 13F Holders · Q1 2026BellwetherCompounder

SMTH

ALPS ETF TR

85 institutions still hold ALPS ETF TR as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 00162Q346·85 13F holders·last filed Mar 31, 2026

Market cap

—

▲ 5.8%

vs prior quarter

13F value held

$1.9B

47.0% inst. owned

of float

Holders

85

-76 QoQ

filers reporting

Activity

+70 / −21

+800 added · −754 reduced

this quarter

Concentration

56.43%

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC #1

top holder share

AI Holders Summary · Q1 2026

85 institutions reported SMTH in Q1 2026. WEALTH ENHANCEMENT ADVISORY SERVICES, LLC leads at 56.4% of the visible book. -76 net institutions QoQ — distribution reading.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$1.1B42.1M2.19%Q1 2026 02

Annex Advisory Services, LLC

$208M8.1M3.89%Q1 2026 03

SHUFRO ROSE & CO LLC

$132M5.1M8.94%Q1 2026 04

Stratos Investment Management, LLC

$88M3.4M3.54%Q1 2026 05

Hamilton Wealth, LLC

$68M2.7M4.85%Q1 2026 06

Bank of New York Mellon Corp

$57M2.2M0.01%Q1 2026 07

Trilogy Capital Inc.

$50M1.9M2.21%Q1 2026 08

Lineweaver Wealth Advisors, LLC

$38M1.5M5.09%Q1 2026 09

LEVEL FOUR ADVISORY SERVICES, LLC

$32M1.2M1.05%Q1 2026 10

Meridian Wealth Management, LLC

$22M855K0.77%Q1 2026 11

ADAPT WEALTH ADVISORS, LLC

$19M722K6.73%Q1 2026 12

Traction Financial Partners, LLC

$17M677K10.74%Q1 2026 13

Principle Wealth Partners LLC

$17M677K1.00%Q1 2026 14

NorthCrest Asset Manangement, LLC

$14M530K0.43%Q1 2026 15

Guardian Financial Partners, LLC

$13M496K5.39%Q1 2026 16

Vise Technologies, Inc.

$12M465K0.24%Q1 2026 17

SENTINEL PENSION ADVISORS, LLC

$11M438K1.67%Q1 2026 18

World Investment Advisors

$11M436K0.18%Q1 2026 19

Prasad Wealth Partners, LLC

$10M399K2.80%Q1 2026 20

Old Port Advisors

$10M386K2.29%Q1 2026

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