DOSSIER · 13F Holders · Q3 2026
SPRX

LISTED FDS TR

46 institutions still hold LISTED FDS TR as of Q3 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 53656F383·46 13F holders·last filed Sep 30, 2026
Market cap
—
13F value held
$80M
visible holders
Holders
46
filers reporting
Concentration
28.73%
GoalVest Advisory LLC #1
top holder share
AI Holders Summary · Q3 2026

46 institutions reported SPRX in Q3 2026. GoalVest Advisory LLC leads at 28.7% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
GoalVest Advisory LLC
CIK 0001839307
$23M559K3.98%Q3 2026
02
Apollon Wealth Management, LLC
CIK 0001764387
$13M262K0.14%Q3 2026
03
Pinion Investment Advisors, LLC
CIK 0001738738
$6M108K1.19%Q2 2026
04
GENTRY PRIVATE WEALTH, LLC
CIK 0002022634
$5M94K2.80%Q2 2026
05
HBW ADVISORY SERVICES LLC
CIK 0001790525
$5M96K0.46%Q3 2026
06
Wealth Watch Advisors, INC
CIK 0002040515
$5M78K1.47%Q2 2026
07
OSAIC HOLDINGS, INC.
CIK 0001677044
$4M68K0.00%Q2 2026
08
D.A. DAVIDSON & CO.
CIK 0001080107
$3M58K0.02%Q2 2026
09
National Wealth Management Group, LLC
CIK 0001977723
$3M53K0.96%Q2 2026
10
Kingsview Wealth Management, LLC
CIK 0001791965
$3M47K0.03%Q2 2026
11
TD Waterhouse Canada Inc.
CIK 0001999606
$3M52K0.01%Q3 2026
12
HRT FINANCIAL LP
CIK 0001475597
$2M47K0.01%Q4 2025
13
PFG Investments, LLC
CIK 0001973224
$998K17K0.04%Q2 2026
14
ROYAL BANK OF CANADA
CIK 0001000275
$961K17K0.00%Q2 2026
15
SUSQUEHANNA INTERNATIONAL GROUP, LLP
CIK 0001446194· Market maker
$885K15K0.00%Q2 2026
16
GRIFFIN ASSET MANAGEMENT, INC.
CIK 0000883803
$724K15K0.08%Q3 2026
17
FSA Advisors, Inc.
CIK 0001905627
$709K12K0.33%Q2 2026
18
Merit Financial Group, LLC
CIK 0001621225
$689K12K0.00%Q2 2026
19
OLIVER LAGORE VANVALIN INVESTMENT GROUP
CIK 0001907568
$668K34K0.26%Q2 2025
20
Advyzon Investment Management, LLC
CIK 0002011872
$603K17K0.05%Q1 2026
Page 1 of 3
26 more holders available. Log in →
Insiders at LISTED FDS TR
Hart Ronald W →Bambot Shabbir Bakir →Fowler Richard →Samuels Mark A →Arthur William D Iii →Faupel Mark L →