DOSSIER · 13F Holders · Q2 2026
SPUC

SIMPLIFY EXCHAN/US EQUITY PLUS UPSI

20 institutions still hold SIMPLIFY EXCHAN/US EQUITY PLUS UPSI as of Q2 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 82889N301·20 13F holders·last filed Jun 30, 2026
Market cap
13F value held
$86M
visible holders
Holders
20
filers reporting
Concentration
93.37%
Simplify Asset Management Inc. #1
top holder share
AI Holders Summary · Q2 2026

20 institutions reported SPUC in Q2 2026. Simplify Asset Management Inc. leads at 93.4% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
Simplify Asset Management Inc.
CIK 0001846368
$80M1.6M1.12%Q2 2026
02
COMMONWEALTH EQUITY SERVICES, LLC
CIK 0000312272
$2M35K0.00%Q2 2026
03
OLD MISSION CAPITAL LLC
CIK 0001455915
$1M25K0.02%Q2 2026
04
SUSQUEHANNA INTERNATIONAL GROUP, LLP
CIK 0001446194· Market maker
$1M22K0.00%Q2 2026
05
JPMORGAN CHASE & CO
CIK 0000019617
$468K10K0.00%Q2 2026
06
Elevated Capital Advisors, LLC
CIK 0001802387
$295K6K0.08%Q2 2026
07
MML INVESTORS SERVICES, LLC
CIK 0000701059
$287K6K0.00%Q2 2026
08
PRINCIPAL SECURITIES, INC.
CIK 0000012600
$212K4K0.00%Q2 2026
09
GOLDMAN SACHS GROUP INC
CIK 0000886982
$204K4K0.00%Q2 2026
10
IFG Advisory, LLC
CIK 0001728319
$73K1K0.00%Q2 2026
11
AE Wealth Management LLC
CIK 0001697723
$62K1K0.00%Q2 2026
12
UBS Group AG
CIK 0001610520
$37K7470.00%Q2 2026
13
OSAIC HOLDINGS, INC.
CIK 0001677044
$8K1720.00%Q2 2026
14
TOUNJIAN ADVISORY PARTNERS, LLC
CIK 0002039850
$3K620.00%Q2 2026
15
Lloyd Advisory Services, LLC.
CIK 0001802474
$2K450.00%Q2 2026
16
HANTZ FINANCIAL SERVICES, INC.
CIK 0001071061
$1K130.00%Q1 2026
17
Noble Wealth Management PBC
CIK 0002055065
$885180.00%Q2 2026
18
Networth Advisors, LLC
CIK 0002099019
$19940.00%Q2 2026
19
MORGAN STANLEY
CIK 0000895421
$8510.00%Q2 2026
20
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CIK 0000752798
$00Q2 2025