DOSSIER · 13F Holders · Q1 2026Cheap mega-capRe-rated
SPUC

SIMPLIFY EXCHAN/US EQUITY PLUS UPSI

20 institutions still hold SIMPLIFY EXCHAN/US EQUITY PLUS UPSI as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 82889N301·20 13F holders·last filed Mar 31, 2026
Market cap
1.4%
vs prior quarter
13F value held
$91M
52.0% inst. owned
of float
Holders
20
-65 QoQ
filers reporting
Activity
+61 / −17
+831 added · −821 reduced
this quarter
Concentration
79.15%
Simplify Asset Management Inc. #1
top holder share
AI Holders Summary · Q1 2026

20 institutions reported SPUC in Q1 2026. Simplify Asset Management Inc. leads at 79.2% of the visible book. -65 net institutions QoQ — distribution reading.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
Simplify Asset Management Inc.
CIK 0001846368
$72M1.6M1.11%Q1 2026
02
COMMONWEALTH EQUITY SERVICES, LLC
CIK 0000312272
$11M247K0.02%Q1 2026
03
AE Wealth Management LLC
CIK 0001697723
$4M94K0.02%Q1 2026
04
OLD MISSION CAPITAL LLC
CIK 0001455915
$1M25K0.02%Q1 2026
05
SUSQUEHANNA INTERNATIONAL GROUP, LLP
CIK 0001446194· Market maker
$749,33717K0.00%Q1 2026
06
Elevated Capital Advisors, LLC
CIK 0001802387
$514,06612K0.13%Q1 2026
07
B.O.S.S. Retirement Advisors, LLC
CIK 0001964810
$422,82410K0.13%Q1 2026
08
HOWARD BAILEY SECURITIES, LLC
CIK 0002043986
$397,0989K0.16%Q1 2026
09
MML INVESTORS SERVICES, LLC
CIK 0000701059
$250,4606K0.00%Q1 2026
10
Great Lakes Retirement, Inc.
CIK 0001801667
$219,4315K0.02%Q1 2026
11
JPMORGAN CHASE & CO
CIK 0000019617
$82,3492K0.00%Q1 2026
12
Lloyd Advisory Services, LLC.
CIK 0001802474
$78,2082K0.02%Q1 2026
13
Kingdom Financial Group LLC.
CIK 0001962236
$78,2082K0.02%Q1 2026
14
OSAIC HOLDINGS, INC.
CIK 0001677044
$19,3034370.00%Q1 2026
15
Quest 10 Wealth Builders, Inc.
CIK 0002035215
$18,3354150.02%Q1 2026
16
Networth Advisors, LLC
CIK 0002099019
$16,0983640.01%Q1 2026
17
Noble Wealth Management PBC
CIK 0002055065
$795180.00%Q1 2026
18
MORGAN STANLEY
CIK 0000895421
$6610.00%Q1 2026
19
HANTZ FINANCIAL SERVICES, INC.
CIK 0001071061
$1130.00%Q1 2026
20
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CIK 0000752798
$00Q2 2025