DOSSIER · 13F Holders · Q1 2026
SWZ

TOTAL RETURN SECURITIES FUND

45 institutions still hold TOTAL RETURN SECURITIES FUND as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 870875101·45 13F holders·last filed Mar 31, 2026
Market cap
13F value held
$27M
visible holders
Holders
45
filers reporting
Concentration
22.14%
CSS LLC/IL #1
top holder share
AI Holders Summary · Q1 2026

45 institutions reported SWZ in Q1 2026. CSS LLC/IL leads at 22.1% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
CSS LLC/IL
CIK 0001103646
$6M1.0M0.29%Q1 2026
02
Allspring Global Investments Holdings, LLC
CIK 0001890906
$4M651K0.01%Q1 2026
03
ICON ADVISERS INC/CO
CIK 0001058470
$3M500K0.69%Q1 2026
04
Matisse Capital
CIK 0001668256
$2M407K1.03%Q1 2026
05
Saba Capital Management, L.P.
CIK 0001510281
$2M404K0.07%Q1 2026
06
RIVERNORTH CAPITAL MANAGEMENT, LLC
CIK 0001447578
$2M331K0.10%Q1 2026
07
Shaker Financial Services, LLC
CIK 0001511794
$2M322K0.67%Q1 2026
08
EVOLVE PRIVATE WEALTH, LLC
CIK 0002111131
$868K146K0.05%Q1 2026
09
Yakira Capital Management, Inc.
CIK 0001584639
$745K126K0.22%Q1 2026
10
GARDNER RUSSO & QUINN LLC
CIK 0000860643
$579K98K0.01%Q1 2026
11
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC
CIK 0001352860
$523K88K0.08%Q1 2026
12
Uncommon Cents Investing LLC
CIK 0001729754
$500K84K0.12%Q1 2026
13
Alpine Global Management, LLC
CIK 0001581655
$482K81K0.07%Q1 2026
14
COMMONWEALTH EQUITY SERVICES, LLC
CIK 0000312272
$369K62K0.00%Q1 2026
15
PRIVATE MANAGEMENT GROUP INC
CIK 0001142031
$306K11K0.01%Q1 2026
16
MORGAN STANLEY
CIK 0000895421
$306K52K0.00%Q1 2026
17
North Ground Capital
CIK 0002055446
$282K48K0.34%Q1 2026
18
UBS Group AG
CIK 0001610520
$280K47K0.00%Q1 2026
19
Almitas Capital LLC
CIK 0001596468
$275K46K0.06%Q1 2026
20
Noble Wealth Management PBC
CIK 0002055065
$255K43K0.11%Q2 2026
Page 1 of 3
25 more holders available. Log in →
Insiders at TOTAL RETURN SECURITIES FUND
Goldstein PhillipSell Moritz ADakos AndrewCss Llc/Il