DOSSIER · 13F Holders · Q1 2026Mega-capCrowded
SYFI

AB Active Short Duration ETF

92 institutions still hold AB Active Short Duration ETF as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 00039j830·92 13F holders·last filed Mar 31, 2026
Market cap
6.2%
vs prior quarter
13F value held
$695M
47.0% inst. owned
of float
Holders
92
-53 QoQ
filers reporting
Activity
+40 / −83
+767 added · −688 reduced
this quarter
Concentration
23.60%
ALLIANCEBERNSTEIN L.P. #1
top holder share
AI Holders Summary · Q1 2026

92 institutions reported SYFI in Q1 2026. ALLIANCEBERNSTEIN L.P. leads at 23.6% of the visible book. -53 net institutions QoQ — distribution reading.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
ALLIANCEBERNSTEIN L.P.
CIK 0001109448
$164M4.6M0.05%Q1 2026
02
ROYAL BANK OF CANADA
CIK 0001000275
$53M1.5M0.01%Q1 2026
03
UBS Group AG
CIK 0001610520
$53M1.5M0.01%Q1 2026
04
BANK OF AMERICA CORP /DE/
CIK 0000070858
$53M1.5M0.00%Q1 2026
05
MORGAN STANLEY
CIK 0000895421
$52M1.5M0.00%Q1 2026
06
LPL Financial LLC
CIK 0001403438
$46M1.3M0.01%Q1 2026
07
Arkadios Wealth Advisors
CIK 0001800798
$46M1.3M0.75%Q1 2026
08
Wagner Wealth Management, LLC
CIK 0001728657
$44M1.2M8.88%Q1 2026
09
NewEdge Advisors, LLC
CIK 0001633516
$33M936K0.12%Q1 2026
10
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
CIK 0001141802
$26M729K0.02%Q1 2026
11
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$20M577K0.01%Q1 2026
12
OSAIC HOLDINGS, INC.
CIK 0001677044
$19M530K0.03%Q1 2026
13
Solano Wealth Investment Advisors LLC
CIK 0002049179
$15M419K7.42%Q1 2026
14
Huntleigh Advisors, Inc.
CIK 0001367653
$13M373K2.26%Q1 2026
15
GREAT VALLEY ADVISOR GROUP, INC.
CIK 0001769897
$11M321K0.21%Q1 2026
16
OPPENHEIMER ASSET MANAGEMENT INC.
CIK 0001269119
$10M290K0.13%Q4 2025
17
Cerity Partners LLC
CIK 0001566475
$10M276K0.01%Q1 2026
18
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
CIK 0001632972
$9M267K0.02%Q1 2026
19
Next Level Private LLC
CIK 0001910366
$8M239K1.92%Q1 2026
20
COMMONWEALTH EQUITY SERVICES, LLC
CIK 0000312272
$8M226K0.01%Q1 2026
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