13F Insight
DOSSIER · 13F Holders · Q2 2026
UMMA

LISTED FDS TR

52 institutions still hold LISTED FDS TR as of Q2 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 53656F268·52 13F holders·last filed Jun 30, 2026
Market cap
—
13F value held
$31M
visible holders
Holders
52
filers reporting
Concentration
16.55%
RFG Advisory, LLC #1
top holder share
AI Holders Summary · Q2 2026

52 institutions reported UMMA in Q2 2026. RFG Advisory, LLC leads at 16.6% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
RFG Advisory, LLC
CIK 0001633387
$5M128K0.08%Q2 202602
MERCER GLOBAL ADVISORS INC /ADV
CIK 0000853758
$5M114K0.01%Q2 202603
MORGAN STANLEY
CIK 0000895421
$3M88K0.00%Q2 202604
CITADEL ADVISORS LLC
CIK 0001423053
$3M81K0.00%Q2 202605
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management
CIK 0001510434
$2M48K0.03%Q2 202606
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
CIK 0001632972
$2M50K0.00%Q2 202607
SUSQUEHANNA INTERNATIONAL GROUP, LLP
CIK 0001446194· Market maker
$2M48K0.00%Q2 202608
Apollon Wealth Management, LLC
CIK 0001764387
$1M37K0.02%Q2 202609
Farther Finance Advisors, LLC
CIK 0001992825
$1M26K0.01%Q2 202610
SageOak Financial, LLC
CIK 0002055829
$932K24K0.61%Q2 202611
Kaizen Financial Strategies
CIK 0001842013
$678K18K0.22%Q2 202612
Purpose Unlimited Inc.
CIK 0002115120
$654K16K0.03%Q2 202613
JONES FINANCIAL COMPANIES LLLP
CIK 0000815917
$581K15K0.00%Q2 202614
COMPASS CAPITAL CORP /MA/ /ADV
CIK 0000749763
$575K15K0.19%Q2 202615
Quadrature Capital Ltd
CIK 0001651424
$573K15K0.00%Q2 202616
Allworth Financial LP
CIK 0001555170
$493K12K0.00%Q2 202617
REGIONS FINANCIAL CORP
CIK 0001281761
$443K11K0.00%Q2 202618
ENVESTNET ASSET MANAGEMENT INC
CIK 0001407543
$430K11K0.00%Q2 202619
Financial Engines Advisors L.L.C.
CIK 0001420473
$413K10K0.00%Q2 202620
Main Street Financial Solutions, LLC
CIK 0001763350
$407K10K0.03%Q2 2026
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