13F Insight
DOSSIER · 13F Holders · Q1 2026BellwetherCompounder
USMC

PRINCIPAL EXCHANGE TRADED FD

92 institutions still hold PRINCIPAL EXCHANGE TRADED FD as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 74255Y870·92 13F holders·last filed Mar 31, 2026
Market cap
—
▼ 6.5%
vs prior quarter
13F value held
$3.0B
67.0% inst. owned
of float
Holders
92
-97 QoQ
filers reporting
Activity
+11 / −114
+973 added · −836 reduced
this quarter
Concentration
65.18%
PRINCIPAL FINANCIAL GROUP INC #1
top holder share
AI Holders Summary · Q1 2026

92 institutions reported USMC in Q1 2026. PRINCIPAL FINANCIAL GROUP INC leads at 65.2% of the visible book. -97 net institutions QoQ — distribution reading.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
PRINCIPAL FINANCIAL GROUP INC
CIK 0001126328
$1.9B30.2M1.04%Q1 202602
PRINCIPAL SECURITIES, INC.
CIK 0000012600
$305M4.7M4.47%Q1 202603
ENVESTNET ASSET MANAGEMENT INC
CIK 0001407543
$288M4.5M0.08%Q1 202604
LPL Financial LLC
CIK 0001403438
$69M1.1M0.02%Q1 202605
WELLS FARGO & COMPANY/MN
CIK 0000072971
$63M987K0.01%Q1 202606
O'Brien Wealth Partners LLC
CIK 0001689874
$61M894K8.09%Q4 202507
MORGAN STANLEY
CIK 0000895421
$44M680K0.00%Q1 202608
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$41M635K0.01%Q1 202609
Orion Portfolio Solutions, LLC
CIK 0001802647
$21M354K0.10%Q1 202510
NewEdge Advisors, LLC
CIK 0001633516
$19M301K0.07%Q1 202611
Oasis Advisors, LLC
CIK 0002124777
$19M7.1M3.75%Q1 202612
Integrated Wealth Concepts LLC
CIK 0001737109
$17M258K0.13%Q1 202613
Segment Wealth Management, LLC
CIK 0001575581
$16M255K0.96%Q1 202614
Symphony Financial Services, Inc.
CIK 0002031979
$16M243K8.01%Q1 202615
Golden State Wealth Management, LLC
CIK 0001776033
$13M210K1.47%Q1 202616
MERCER GLOBAL ADVISORS INC /ADV
CIK 0000853758
$12M192K0.02%Q1 202617
EP Wealth Advisors, LLC
CIK 0001540569
$8M129K0.04%Q1 202618
COMMONWEALTH EQUITY SERVICES, LLC
CIK 0000312272
$8M125K0.01%Q1 202619
OSAIC HOLDINGS, INC.
CIK 0001677044
$8M120K0.01%Q1 202620
ROYAL BANK OF CANADA
CIK 0001000275
$8M117K0.00%Q1 2026
Page 1 of 5
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