DOSSIER · 13F Holders · Q3 2026
USOI

UBS AG

12 institutions still hold UBS AG as of Q3 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 22539U602·12 13F holders·last filed Mar 31, 2026
Market cap
—
13F value held
$5M
visible holders
Holders
12
filers reporting
Concentration
55.80%
Cavalier Investments, LLC #1
top holder share
AI Holders Summary · Q3 2026

12 institutions reported USOI in Q3 2026. Cavalier Investments, LLC leads at 55.8% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
Cavalier Investments, LLC
CIK 0001655543
$3M46K0.07%Q1 2026
02
OLD MISSION CAPITAL LLC
CIK 0001455915
$849K20K0.01%Q2 2026
03
HRT FINANCIAL LP
CIK 0001475597
$507K11K0.00%Q3 2026
04
OSAIC HOLDINGS, INC.
CIK 0001677044
$470K11K0.00%Q3 2026
05
Mariner, LLC
CIK 0001373442
$253K6K0.00%Q3 2026
06
UBS Group AG
CIK 0001610520
$9K2040.00%Q3 2026
07
IFS Advisors, LLC
CIK 0001765617
$7K1500.00%Q3 2026
08
Aspect Partners, LLC
CIK 0001985284
$4K1000.00%Q3 2026
09
NATIONAL BANK OF CANADA /FI/
CIK 0000926171
$649150.00%Q2 2026
10
MORGAN STANLEY
CIK 0000895421
$4410.00%Q3 2026
11
WELLS FARGO & COMPANY/MN
CIK 0000072971
$3310.00%Q2 2026
12
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CIK 0000752798
$00—Q2 2025