AI Holders Summary · Q1 2026

117 institutions reported VMO in Q1 2026. RIVERNORTH CAPITAL MANAGEMENT, LLC leads at 17.2% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter

RIVERNORTH CAPITAL MANAGEMENT, LLC

CIK 0001447578

$26M2.7M1.30%Q1 2026 02

LPL Financial LLC

CIK 0001403438

$15M1.5M0.00%Q1 2026 03

MORGAN STANLEY

CIK 0000895421

$15M1.5M0.00%Q1 2026 04

GUGGENHEIM CAPITAL LLC

CIK 0001283072

$14M1.5M0.11%Q1 2026 05

Hennion & Walsh Asset Management, Inc.

CIK 0001861642

$13M1.3M0.36%Q2 2026 06

UBS Group AG

CIK 0001610520

$10M1.1M0.00%Q1 2026 07

RAYMOND JAMES FINANCIAL INC

CIK 0000720005

$8M789K0.00%Q1 2026 08

ROBINSON CAPITAL MANAGEMENT, LLC

CIK 0001599795

$7M759K3.06%Q1 2026 09

Advisors Asset Management, Inc.

CIK 0001297376

$7M740K0.12%Q1 2026 10

SIT INVESTMENT ASSOCIATES INC

CIK 0000769317

$6M624K0.12%Q1 2026 11

WELLS FARGO & COMPANY/MN

CIK 0000072971

$6M604K0.00%Q1 2026 12

Kestra Advisory Services, LLC

CIK 0001830819

$5M524K0.02%Q1 2026 13

VAN ECK ASSOCIATES CORP

CIK 0000869178

$4M444K0.00%Q1 2026 14

AMERIPRISE FINANCIAL INC

CIK 0000820027

$3M356K0.00%Q1 2026 15

Garden State Investment Advisory Services LLC

CIK 0001965351

$3M327K0.68%Q1 2026 16

Cambridge Investment Research Advisors, Inc.

CIK 0001419186

$3M315K0.01%Q1 2026 17

Wakefield Asset Management LLLP

CIK 0001600435

$2M207K0.52%Q1 2026 18

ROYAL BANK OF CANADA

CIK 0001000275

$2M170K0.00%Q1 2026 19

Fiera Capital Corp

CIK 0001505817

$2M167K0.01%Q1 2026 20

STIFEL FINANCIAL CORP

CIK 0000720672

$2M166K0.00%Q1 2026

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