AI Holders Summary · Q1 2026

116 institutions reported VMO in Q1 2026. RIVERNORTH CAPITAL MANAGEMENT, LLC leads at 17.6% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter

RIVERNORTH CAPITAL MANAGEMENT, LLC

CIK 0001447578

$26M2.7M1.30%Q1 2026 02

MORGAN STANLEY

CIK 0000895421

$17M1.7M0.00%Q2 2026 03

LPL Financial LLC

CIK 0001403438

$15M1.5M0.00%Q2 2026 04

GUGGENHEIM CAPITAL LLC

CIK 0001283072

$14M1.4M0.09%Q2 2026 05

Hennion & Walsh Asset Management, Inc.

CIK 0001861642

$13M1.3M0.36%Q2 2026 06

UBS Group AG

CIK 0001610520

$10M999K0.00%Q2 2026 07

RAYMOND JAMES FINANCIAL INC

CIK 0000720005

$8M799K0.00%Q2 2026 08

Advisors Asset Management, Inc.

CIK 0001297376

$7M740K0.12%Q1 2026 09

WELLS FARGO & COMPANY/MN

CIK 0000072971

$6M614K0.00%Q2 2026 10

SIT INVESTMENT ASSOCIATES INC

CIK 0000769317

$6M624K0.12%Q1 2026 11

Kestra Advisory Services, LLC

CIK 0001830819

$5M552K0.02%Q2 2026 12

VAN ECK ASSOCIATES CORP

CIK 0000869178

$4M451K0.00%Q2 2026 13

Garden State Investment Advisory Services LLC

CIK 0001965351

$3M346K0.62%Q2 2026 14

Cambridge Investment Research Advisors, Inc.

CIK 0001419186

$3M315K0.01%Q1 2026 15

Wakefield Asset Management LLLP

CIK 0001600435

$2M231K0.51%Q2 2026 16

OSAIC HOLDINGS, INC.

CIK 0001677044

$2M191K0.00%Q2 2026 17

ROYAL BANK OF CANADA

CIK 0001000275

$2M186K0.00%Q2 2026 18

STIFEL FINANCIAL CORP

CIK 0000720672

$2M172K0.00%Q2 2026 19

Fiera Capital Corp

CIK 0001505817

$2M161K0.01%Q2 2026 20

JFS WEALTH ADVISORS, LLC

CIK 0001568068

$1M146K0.07%Q2 2026

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