DOSSIER · 13F Holders · Q3 2026
XQQI

NEOS ETF TRUST

13 institutions still hold NEOS ETF TRUST as of Q3 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 78433H519·13 13F holders·last filed Sep 30, 2026
Market cap
—
13F value held
$20M
visible holders
Holders
13
filers reporting
Concentration
63.70%
INDEPENDENT FINANCIAL GROUP, LLC #1
top holder share
AI Holders Summary · Q3 2026

13 institutions reported XQQI in Q3 2026. INDEPENDENT FINANCIAL GROUP, LLC leads at 63.7% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
INDEPENDENT FINANCIAL GROUP, LLC
CIK 0000275484
$13M253K0.23%Q3 2026
02
Wellington Grp LLC
CIK 0002134013
$3M64K0.89%Q2 2026
03
JANE STREET GROUP, LLC
CIK 0001595888· Market maker
$1M25K0.00%Q1 2026
04
CITADEL ADVISORS LLC
CIK 0001423053
$888K17K0.00%Q2 2026
05
MADDEN SECURITIES Corp
CIK 0001803566
$619K12K0.16%Q3 2026
06
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
CIK 0001632972
$483K10K0.00%Q3 2026
07
Chung Wu Investment Group, LLC
CIK 0002054278
$436K8K0.29%Q2 2026
08
ENTREWEALTH, LLC
CIK 0002052200
$254K5K0.09%Q3 2026
09
Newbridge Financial Services Group, Inc.
CIK 0001879757
$90K2K0.01%Q3 2026
10
BANK OF MONTREAL /CAN/
CIK 0000927971
$65K1K0.00%Q2 2026
11
Farther Finance Advisors, LLC
CIK 0001992825
$5K970.00%Q3 2026
12
Tower Research Capital LLC (TRC)
CIK 0001533421
$638120.00%Q2 2026
13
MORGAN STANLEY
CIK 0000895421
$7110.00%Q2 2026