Alex Rivera

Alex Rivera

Breaking News Editor

Breaking News Editor at 13F Insight. First to report on major SEC filings, institutional moves, and regulatory developments.

SEC filings news13D/G activist filingsForm 4 insider transactionsMarket-moving regulatory eventsReal-time institutional flowsInsider trading patterns

A note from Alex

Hey, I'm Alex. I spent three and a half years at Bloomberg writing breaking-news pieces about the kind of trades that move tickers in after-hours, and what I learned is that the news cycle moves a lot faster than the explanations do.

That's the gap I'm here to close. When a major insider files a Form 4 at 4:31pm, you should know about it by 5:00 — not in tomorrow's morning newsletter. And you should know what's actually new about it, not just that it happened.

I'll keep my pieces short, my numbers exact, and my opinions out of the lede. If something I wrote ages badly, I'll say so on the record.

Articles by Alex Rivera (827)

  • News

    Eric Yuan Sold $7M of Zoom in Two Days at a $4-Wide VWAP Band

    Zoom founder Eric Yuan filed Form 4 sales on April 13-14, 2026, with multi-thousand-share blocks executing across a tight $80-84 price band. Cumulative recorded sales now total $1.30 billion across 1,528 transactions.

  • News

    McDonald's Q1 Lands With Zero Activist 13Ds on the Tape

    McDonald's beat Q1 2026 earnings and revenue estimates as the WSJ leads on value-menu wars. The institutional holder file — 3,750 filers, 16 active managers in the top 20 — reveals where conviction sits as MCD presses ahead in fast-food's value tier.

  • News

    Whirlpool Q1: Tepper's Appaloosa $282M, Recession Warn

    Whirlpool's Q1 2026 print warns Americans are behaving like they're in a recession. The institutional holder file is concentrated and informative — Appaloosa's $282M (David Tepper) and PRIMECAP's $275M anchor an active conviction tier that survives the recession framing.

  • News

    Capital Group Held $5.5B in Citi Through the Profit-Target Reset

    Citi shares declined as Q1 return targets fell short of Bloomberg's expectations. The institutional holder file — 2,560 filers with Capital World Investors and Fisher Asset Management at $4-5B positions — reveals where conviction sits in the turnaround thesis.

  • News

    Five Institutions Crossed 5% in AMD Before the AI-Chip Beat

    AMD beat Q1 2026 on strong AI chip demand. Beyond the print, the institutional file — 3,263 holders, 14 active in the top 20, plus five active 13D/G threshold crossings — reveals where conviction sits in the AI accelerator race.

  • News

    Arista CEO Ullal April 2026: Plan-Driven Sales Pattern

    Jayshree Ullal's April 2026 ANET sales follow a multi-quarter 10b5-1 plan execution pattern. Coordinated cadence with founder/CTO Kenneth Duda and GC Marc Taxay reflects firm-wide plan administration, not coordinated bearish positioning.

  • News

    UTHR CEO Rothblatt April 2026: Cashless Exercise Pattern

    Martine Rothblatt's April 2026 UTHR sales follow the M+S option-exercise + open-market sale pattern — a signature 10b5-1 cashless-exercise plan rather than a discretionary view-driven exit.

  • News

    Morningstar Founder Mansueto Sells $1M in May 2026

    Joseph Mansueto sold Morningstar shares May 4, 2026. The headline sales of $194K-$380K blocks at ~$170 are routine 10b5-1 plan execution; the founder retains 37.5% beneficial ownership per the most recent 13G/A.

  • News

    UnitedHealthcare Cuts 30% of Prior Auth: UNH Holder Read

    UnitedHealthcare announced it will cut prior authorization requirements for 30% of medical services. The regulatory pressure narrative is the headline; the holder base — 3,281 institutional filers, 14 active in the top 20, and Capital Group's $13.7B combined active stake — is the structural read.

  • News

    PayPal Q1 2026 Earnings & Job Cuts: Holder Base Read

    PayPal heads into Q1 2026 earnings with a new CEO, a turnaround strategy, and job cuts. The institutional holder file — 1,716 filers and an active discretionary tier dominated by Capital Research, Citadel Advisors, and Comprehensive Financial Management — reveals whether the turnaround thesis has institutional support.

  • News

    Cytokinetics ACACIA-HCM Win: Reading the CYTK Holder Base

    Cytokinetics announced positive topline results from ACACIA-HCM, the pivotal Phase 3 trial of aficamten in non-obstructive hypertrophic cardiomyopathy. The holder base showed the result coming — five named healthcare specialists in the top 15.

  • News

    FMR's $3.1B Disney Stake Held Through the New CEO Pivot

    Disney reported $25.2 billion in Q2 revenue alongside a new CEO vision speech. The headline is the revenue print; the more useful read is the holder base — 3,235 institutional filers, 15 active in the top 20, and two recent 13D/G threshold crossings.

  • News

    Auvelity FDA Win for AXSM: Reading the Holder Base

    FDA approves Axsome Therapeutics' Auvelity for Alzheimer's-related agitation, expanding the drug's label beyond major depressive disorder. The 13F holder file reveals which healthcare specialist managers are positioned for the next leg of the label cycle.

  • News

    Pentagon AI Roster: Reading Booz Allen's Holder Base

    After PLTR was named to the Pentagon's classified AI roster, Booz Allen Hamilton sits in the next tier of federal AI integrators. The institutional holder file shows where active conviction money is sized into the broader defense-AI cycle.

  • News

    Paramount-WBD Merger Suit: Reading Warner Bros' Holder Base

    Shareholders approved the Paramount-WBD merger but a subscriber lawsuit now seeks to block it. WBD's institutional holder file reveals which active managers are positioned for completion vs which are running classic merger-arb spread plays.

  • News

    Clarity Act Stablecoin Compromise: Reading COIN's Holder Base

    Senate Banking's CLARITY Act compromise unlocks non-yield stablecoin rewards. Coinbase's institutional holder base reveals how Wall Street, market makers, and crypto-native VCs are positioned ahead of the markup vote.

  • News

    Meta's New Mexico Trial Loss: META Holder Book Risk Map

    The Verge headlined Meta's New Mexico courtroom loss as one that could ultimately cost the company far more than the $375 million judgment, with the company already signaling it could pull services from the state. Strip the index complexes out of META's 5,279-holder file and the regulatory risk lands on a small handful of active managers — Fidelity, the Capital Group complex, JPMorgan, Morgan Stanley and Norges Bank.

  • News

    Pentagon Picks Palantir for Classified AI: PLTR Holder Map

    The Defense Department's classified-systems AI roster names Palantir alongside six peers. Strip out the index and market-maker names from the holder file and a much narrower group of active managers — Citadel, JPMorgan, Morgan Stanley, Norges Bank, D. E. Shaw — emerges as the real conviction stack carrying PLTR into this contract cycle.

  • News

    Salesforce Co-Founder Harris Parker Executes $508M Systematic Sell-Off: The Strategy Behind the 10b5-1 Diversification

    Salesforce co-founder Harris Parker has offloaded $508M in stock via systematic 10b5-1 plans. While direct holdings appear low, his 1.9M-share trust position reveals a deeper diversification strategy.

  • News

    Harris Parker’s $508M Salesforce Divestment: Systematic Diversification, Not a Founder Exit

    Salesforce co-founder Harris Parker has sold over $508 million in CRM stock, but a deep dive into his trust holdings reveals a much larger remaining stake than headline numbers suggest.