13F Insight
DOSSIER · 13F-HR · Q3 2026

Seros Financial, LLC

$197M in tracked AUM across 68 positions as of Q3 2026.

SF
CIK 0002039918 · last filed Sep 30, 2026
Total AUM
$197M
as of Q3 2026
Holdings
68
—
positions
Whale Score
62
62
tracked
Activity
—
no data
changes this Q
AI Analysis · Q3 2026

Comprehensive Analysis of SEC 13F Filing: Seros Financial, LLC

Report Period: Q3 2025 (Ending September 30, 2025) Total Portfolio Value: $66.41 Million

1. Portfolio Overview

Seros Financial, LLC has undergone a significant restructuring in the quarter ending September 30, 2025, characterized by a drastic reduction in portfolio size and a pivot in asset allocation. The total portfolio value contracted by 57.9%, falling from approximately $157.77 million to $66.41 million. Th...

The portfolio currently consists of 43 holdings, reflecting a strategy that balances concentrated core positions with a long tail of smaller allocations. The filing reveals a high turnover rate: the manager exited 18 positions and initiated **11 new ones. This level of activity suggests an active management style focused on tactical adjustments rather than passive buy-and-hold investing.

2. Key Holdings

The portfolio is heavily concentrated in the top five positions, which collectively account for approximately 60% of total assets.

Analysis generated by 13F Insight from SEC Form 13F filing data · Q3 2026. Methodology

Quarter at a glance — Q3 2026

Position-change comparison pending.

No quarter-over-quarter changes available.

Top 10 holdings

By portfolio weight as of Q3 2026. Source: SEC EDGAR 13F-HR filings.

#HoldingValueSharesWeight
01
SPMO
INVESCO EXCH TRADED FD TR II
$27M179K13.8%02
AVLV
AMERICAN CENTY ETF TR
$19M213K9.8%03
QQQ
INVESCO QQQ TR
$17M23K8.5%04
XSMO
INVESCO EXCHANGE TRADED FD T
$15M189K7.8%05
LVHI
LEGG MASON ETF INVT
$14M336K7.1%06
SCHF
SCHWAB STRATEGIC TR
$14M493K6.9%07
BUFQ
FIRST TR EXCHNG TRADED FD VI
$12M287K5.9%08
FPE
FIRST TR EXCH TRADED FD III
$10M611K5.3%09
BUFR
FIRST TR EXCHNG TRADED FD VI
$10M274K5.2%10
SCHX
SCHWAB STRATEGIC TR
$7M230K3.5%

Filing history

2026Q3Sep 30
$197M▲ 2.6%
68 positionsView →2026Q2Jun 30
$192M▲ 22.2%
66 positionsView →2026Q1Mar 31
$157M▼ 7.8%
58 positionsView →2025Q4Dec 31
$170M▲ 133.8%
61 positionsView →2025Q3Sep 30
$73M▼ 53.8%
44 positionsLocked2025Q2Jun 30
$158M▲ 153.3%
61 positionsLocked2025Q1Mar 31
$62M▼ 43.9%
36 positionsLocked2024Q4Dec 31
$111M—
52 positionsLocked