DOSSIER · 13F Holders · Q1 2026Inflation hedgeYield

FPE

First Trust Preferred Secs & Inc ETF

464 institutions still hold First Trust Preferred Secs & Inc ETF as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 33739e108·464 13F holders·last filed Mar 31, 2026

Market cap

—

▲ 3.4%

vs prior quarter

13F value held

$3.0B

58.0% inst. owned

of float

Holders

464

-108 QoQ

filers reporting

Activity

+62 / −8

+909 added · −805 reduced

this quarter

Concentration

31.35%

MORGAN STANLEY #1

top holder share

AI Holders Summary · Q1 2026

464 institutions reported FPE in Q1 2026. MORGAN STANLEY leads at 31.4% of the visible book. -108 net institutions QoQ — distribution reading.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter

$936M52.8M0.06%Q1 2026 02

ROYAL BANK OF CANADA

$347M19.6M0.06%Q1 2026 03

LPL Financial LLC

$317M17.8M0.08%Q1 2026 04

WELLS FARGO & COMPANY/MN

$302M17.0M0.06%Q1 2026 05

RAYMOND JAMES FINANCIAL INC

$181M10.2M0.06%Q1 2026 06

$166M9.4M0.02%Q1 2026 07

BANK OF AMERICA CORP /DE/

$154M8.7M0.01%Q1 2026 08

AMERIPRISE FINANCIAL INC

$89M5.0M0.02%Q1 2026 09

HighTower Advisors, LLC

$61M3.5M0.07%Q1 2026 10

Cetera Investment Advisers

$53M3.0M0.06%Q1 2026 11

ENVESTNET ASSET MANAGEMENT INC

$45M2.5M0.01%Q1 2026 12

Kestra Advisory Services, LLC

$43M2.4M0.16%Q1 2026 13

STIFEL FINANCIAL CORP

$42M2.4M0.04%Q1 2026 14

OSAIC HOLDINGS, INC.

$40M2.2M0.06%Q1 2026 15

Advisory Alpha, LLC

$38M2.1M1.04%Q1 2026 16

Rockefeller Capital Management L.P.

$36M2.0M0.06%Q1 2026 17

MAI Capital Management

$35M2.0M0.20%Q1 2026 18

Baird Financial Group, Inc.

$35M2.0M0.05%Q1 2026 19

Magnus Financial Group LLC

$33M1.9M2.72%Q1 2026 20

PARK NATIONAL CORP /OH/

$33M1.9M1.01%Q1 2026

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