DOSSIER · 13F-HR · Q3 2026

Smith Asset Management Co., LLC

$123M in tracked AUM across 73 positions as of Q3 2026.

SA
CIK 0002068217 · last filed Sep 30, 2026
Total AUM
$123M
as of Q3 2026
Holdings
73
—
positions
Whale Score
57
57
tracked
Activity
—
no data
changes this Q
AI Analysis · Q3 2026

Smith Asset Management Co., LLC filed its latest 13F-HR for Q3 2026. See the latest holdings and position changes below.

Quarter at a glance — Q3 2026

Position-change comparison pending.

No quarter-over-quarter changes available.

Top 10 holdings

By portfolio weight as of Q3 2026.

#HoldingValueSharesWeight
01
BRK/B
BERKSHIRE HATHAWAY INC DEL
$8M16K6.3%
02
ARCC
ARES CAPITAL CORP
$7M352K5.5%
03
JPC
NUVEEN PFD & INCOME OPPORTUN
$6M874K4.9%
04
VGT
VANGUARD WORLD FD
$6M46K4.7%
05
SPY
STATE STR SPDR S&P 500 ETF T
$5M6K3.8%
06
CSQ
CALAMOS STRATEGIC TOTAL RETU
$4M214K3.6%
07
AAPL
APPLE INC
$4M13K3.4%
08
DNP
DNP SELECT INCOME FD INC
$4M389K3.0%
09
XAWFX
ALLIANCEBERNSTEIN GLOBAL HIG
$4M374K3.0%
10
VIS
VANGUARD WORLD FD
$4M11K2.9%

Filing history

2026Q3Sep 30
$123M▼ 3.4%
73 positionsView →
2026Q2Jun 30
$127M▲ 9.1%
70 positionsView →
2026Q1Mar 31
$117M▼ 3.8%
71 positionsView →
2025Q4Dec 31
$121M▲ 63.3%
70 positionsView →
2025Q3Sep 30
$74M▲ 1.5%
42 positionsLocked
2025Q2Jun 30
$73M▲ 6.5%
43 positionsLocked
2025Q1Mar 31
$69M▼ 33.2%
43 positionsLocked
2024Q4Dec 31
$103M—
66 positionsLocked