13F Insight
DOSSIER · 13F Holders · Q1 2026CyclicalNet sold
JPC

NUVEEN PFD & INCOME OPPORTUN

345 institutions still hold NUVEEN PFD & INCOME OPPORTUN as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 67073B106·345 13F holders·last filed Mar 31, 2026
Market cap
—
▲ 3.3%
vs prior quarter
13F value held
$334M
79.0% inst. owned
of float
Holders
345
+134 QoQ
filers reporting
Activity
+21 / −35
+1,002 added · −821 reduced
this quarter
Concentration
12.30%
MORGAN STANLEY #1
top holder share
AI Holders Summary · Q1 2026

345 institutions reported JPC in Q1 2026. MORGAN STANLEY leads at 12.3% of the visible book. +134 net new institutions vs prior quarter — accumulation reading.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
MORGAN STANLEY
CIK 0000895421
$41M5.4M0.00%Q1 202602
BANK OF AMERICA CORP /DE/
CIK 0000070858
$36M4.8M0.00%Q1 202603
WELLS FARGO & COMPANY/MN
CIK 0000072971
$35M4.6M0.01%Q1 202604
UBS Group AG
CIK 0001610520
$33M4.4M0.01%Q1 202605
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$31M4.1M0.01%Q1 202606
ROYAL BANK OF CANADA
CIK 0001000275
$22M2.9M0.00%Q1 202607
Invesco Ltd.
CIK 0000914208
$19M2.6M0.00%Q1 202608
LPL Financial LLC
CIK 0001403438
$17M2.3M0.00%Q1 202609
GUGGENHEIM CAPITAL LLC
CIK 0001283072
$14M1.9M0.11%Q1 202610
CAPTRUST FINANCIAL ADVISORS
CIK 0001512024
$12M1.5M0.02%Q1 202611
COMMONWEALTH EQUITY SERVICES, LLC
CIK 0000312272
$9M1.2M0.01%Q1 202612
OSAIC HOLDINGS, INC.
CIK 0001677044
$9M1.2M0.01%Q1 202613
Cerity Partners LLC
CIK 0001566475
$9M1.2M0.01%Q1 202614
GREATMARK INVESTMENT PARTNERS, INC.
CIK 0001540944
$7M986K0.87%Q1 202615
MGO ONE SEVEN LLC
CIK 0001731444
$7M983K0.15%Q1 202616
Smith Asset Management Co., LLC
CIK 0002068217
$7M911K5.90%Q1 202617
TRUIST FINANCIAL CORP
CIK 0000092230
$7M888K0.01%Q1 202618
Cetera Investment Advisers
CIK 0001666741
$6M803K0.01%Q1 202619
AMERIPRISE FINANCIAL INC
CIK 0000820027
$6M795K0.00%Q1 202620
Kestra Advisory Services, LLC
CIK 0001830819
$6M744K0.02%Q1 2026
Page 1 of 18
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