13F Insight
DOSSIER · 13F-HR · Q1 2026

Warberg Asset Management LLC

$600M in tracked AUM across 192 positions as of Q1 2026.

WA
CIK 0001597506 · last filed Mar 31, 2026
Total AUM
$600M
as of Q1 2026
Holdings
192
—
positions
Whale Score
62
62
tracked
Activity
—
no data
changes this Q
AI Analysis · Q1 2026
Comprehensive Analysis of Warberg Asset Management LLC 13F Filing
Portfolio Overview

Warberg Asset Management LLC reported a significant contraction in portfolio value during the quarter ending September 30, 2025. The total assets under management (AUM) decreased by 12.6%, falling from $643.19M to $562.36M. This reduction in value is likely attributable to a combination of market performance in specific holdings and substantial capital reallocation decisions, as evidenced by t...

Despite the decline in total value, the number of holdings remained steady at 154, indicating a continued preference for a diversified approach rather than a concentrated strategy. However, the management executed a major overhaul of the portfolio's roster, with 21 new positions initiated and **21 positions sold completely. This high churn rate suggests an active trading strategy focused on shifting capital away from previous themes and into new opportunities.

Key Holdings

Quarter at a glance — Q1 2026

Position-change comparison pending.

No quarter-over-quarter changes available.

Top 10 holdings

By portfolio weight as of Q1 2026.

#HoldingValueSharesWeight
01
78462F953
STATE STR SPDR S&P 500 ETF T
$202M310K33.6%02
LITE 0.5 12/15/26
LUMENTUM HLDGS INC
$69M9.7M11.4%03
STX 3.5 06/01/28
SEAGATE HDD CAYMAN
$36M7.6M6.0%04
CNX 2.25 05/01/26
CNX RES CORP
$34M11.5M5.7%05
OXY/WS
OCCIDENTAL PETE CORP
$21M487K3.5%06
MCHP 1.625 02/15/27
MICROCHIP TECHNOLOGY INC.
$20M11.1M3.4%07
46090E953
INVESCO QQQ TR
$20M35K3.4%08
LYV 3.125 01/15/29
LIVE NATION ENTERTAINMENT IN
$16M10.7M2.7%09
WT 3.25 06/15/26
WISDOMTREE INC
$10M7.7M1.7%10
VTR 3.75 06/01/26
VENTAS RLTY LTD PARTNERSHIP
$8M5.4M1.3%

Filing history

2026Q1Mar 31
$600M▼ 27.9%
192 positionsView →2025Q4Dec 31
$831M▲ 47.8%
181 positionsView →2025Q3Sep 30
$562M▼ 12.6%
154 positionsView →2025Q2Jun 30
$643M▲ 14.3%
182 positionsLocked2025Q1Mar 31
$563M▼ 14.2%
161 positionsLocked2024Q4Dec 31
$656M▲ 16.6%
198 positionsLocked2024Q3Sep 30
$562M▼ 14.6%
209 positionsLocked2024Q2Jun 30
$658M▼ 5.5%
220 positionsLocked2024Q1Mar 31
$697M▲ 31.9%
213 positionsLocked2023Q4Dec 31
$528M▲ 6.5%
233 positionsLocked2023Q3Sep 30
$496M▼ 17.7%
244 positionsLocked2023Q2Jun 30
$603M▲ 18.7%
238 positionsLocked
Showing 12 of 22