DOSSIER · 13F-HR · Q1 2026

Warberg Asset Management LLC

Warberg Asset's asset manager based in London, UK $600M in tracked AUM across 192 positions as of Q1 2026.

WA
Warberg Asset·London, UK·Asset Manager
CIK 0001597506 · last filed Mar 31, 2026
Total AUM
$600M
0.6%
vs prior
Holdings
192
positions
Whale Score
65
65
tracked
Activity
no data
changes this Q
Top sector
Tech
10% weight
concentration
AI Analysis · Q1 2026 · Q1 2026
Comprehensive Analysis of Warberg Asset Management LLC 13F Filing
Portfolio Overview

Warberg Asset Management LLC reported a significant contraction in portfolio value during the quarter ending September 30, 2025. The total assets under management (AUM) decreased by 12.6%, falling from $643.19M to $562.36M. This reduction in value is likely attributable to a combination of market performance in specific holdings and substantial capital reallocation decisions, as evidenced by t...

Quarter at a glance — Q1 2026

Position-change comparison pending.

No quarter-over-quarter changes available.

Top 10 holdings

By portfolio weight as of Q1 2026.

#HoldingValueSharesWeight
01
78462F953
STATE STR SPDR S&P 500 ETF T
$202M310K33.6%
02
LITE 0.5 12/15/26
LUMENTUM HLDGS INC
$69M9.7M11.4%
03
STX 3.5 06/01/28
SEAGATE HDD CAYMAN
$36M7.6M6.0%
04
CNX 2.25 05/01/26
CNX RES CORP
$34M11.5M5.7%
05
OXY/WS
OCCIDENTAL PETE CORP
$21M487K3.5%
06
MCHP 1.625 02/15/27
MICROCHIP TECHNOLOGY INC.
$20M11.1M3.4%
07
46090E953
INVESCO QQQ TR
$20M35K3.4%
08
LYV 3.125 01/15/29
LIVE NATION ENTERTAINMENT IN
$16M10.7M2.7%
09
WT 3.25 06/15/26
WISDOMTREE INC
$10M7.7M1.7%
10
VTR 3.75 06/01/26
VENTAS RLTY LTD PARTNERSHIP
$8M5.4M1.3%

Filing history

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