13F Insight
DOSSIER · 13F-HR · Q2 2026

Warberg Asset Management LLC

$551M in tracked AUM across 170 positions as of Q2 2026.

WA
CIK 0001597506 · last filed Jun 30, 2026
Total AUM
$551M
as of Q2 2026
Holdings
170
—
positions
Whale Score
65
65
tracked
Activity
—
no data
changes this Q
AI Analysis · Q2 2026
Comprehensive Analysis of Warberg Asset Management LLC 13F Filing
Portfolio Overview

Warberg Asset Management LLC reported a significant contraction in portfolio value during the quarter ending September 30, 2025. The total assets under management (AUM) decreased by 12.6%, falling from $643.19M to $562.36M. This reduction in value is likely attributable to a combination of market performance in specific holdings and substantial capital reallocation decisions, as evidenced by t...

Despite the decline in total value, the number of holdings remained steady at 154, indicating a continued preference for a diversified approach rather than a concentrated strategy. However, the management executed a major overhaul of the portfolio's roster, with 21 new positions initiated and **21 positions sold completely. This high churn rate suggests an active trading strategy focused on shifting capital away from previous themes and into new opportunities.

Key Holdings
Analysis generated by 13F Insight from SEC Form 13F filing data · Q2 2026. Methodology

Quarter at a glance — Q2 2026

Position-change comparison pending.

No quarter-over-quarter changes available.

Top 10 holdings

By portfolio weight as of Q2 2026.

#HoldingValueSharesWeight
01
SPY
STATE STR SPDR S&P 500 ETF T
$175M235K31.8%02
GVA 3.75 05/15/28
GRANITE CONSTR INC
$47M14.1M8.5%03
MCHP 1.625 02/15/27
MICROCHIP TECHNOLOGY INC.
$42M15.3M7.6%04
ATRO 5.5 03/15/30
ASTRONICS CORP
$31M7.2M5.7%05
LYV 3.125 01/15/29
LIVE NATION ENTERTAINMENT IN
$19M10.7M3.5%06
NN
NEXTNAV INC
$15M860K2.8%07
QQQ
INVESCO QQQ TR
$14M19K2.5%08
CLM
CORNERSTONE STRATEGIC INVEST
$14M1.8M2.5%09
GH 1.25 02/15/31
GUARDANT HEALTH INC
$13M5.0M2.3%10
HPE 7.625 09/01/27
HEWLETT PACKARD ENTERPRISE C
$12M100K2.1%

Filing history

2026Q2Jun 30
$551M▼ 8.1%
170 positionsView →2026Q1Mar 31
$600M▼ 27.9%
192 positionsView →2025Q4Dec 31
$831M▲ 47.8%
181 positionsView →2025Q3Sep 30
$562M▼ 12.6%
154 positionsView →2025Q2Jun 30
$643M▲ 14.3%
182 positionsLocked2025Q1Mar 31
$563M▼ 14.2%
161 positionsLocked2024Q4Dec 31
$656M▲ 16.6%
198 positionsLocked2024Q3Sep 30
$562M▼ 14.6%
209 positionsLocked2024Q2Jun 30
$658M▼ 5.5%
220 positionsLocked2024Q1Mar 31
$697M▲ 31.9%
213 positionsLocked2023Q4Dec 31
$528M▲ 6.5%
233 positionsLocked2023Q3Sep 30
$496M▼ 17.7%
244 positionsLocked
Showing 12 of 23