AI Holders Summary · Q2 2026

159 institutions reported CLM in Q2 2026. Alpine Global Management, LLC leads at 17.0% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter

Alpine Global Management, LLC

CIK 0001581655

$52M6.8M8.40%Q2 2026 02

BOOTHBAY FUND MANAGEMENT, LLC

CIK 0001549230

$51M6.7M0.67%Q2 2026 03

PFG Investments, LLC

CIK 0001973224

$34M4.5M1.32%Q2 2026 04

Quarry LP

CIK 0001965207

$26M3.5M2.18%Q2 2026 05

Sculptor Capital LP

CIK 0001054587

$25M3.3M0.20%Q2 2026 06

OSAIC HOLDINGS, INC.

CIK 0001677044

$23M3.0M0.03%Q2 2026 07

LPL Financial LLC

CIK 0001403438

$20M2.6M0.00%Q2 2026 08

Warberg Asset Management LLC

CIK 0001597506

$14M1.8M2.52%Q2 2026 09

Cetera Investment Advisers

CIK 0001666741

$12M1.6M0.01%Q2 2026 10

Cable Car Capital, LP

CIK 0001699575

$10M1.3M0.21%Q2 2026 11

Cambridge Investment Research Advisors, Inc.

CIK 0001419186

$8M1.0M0.02%Q1 2026 12

Almitas Capital LLC

CIK 0001596468

$5M662K1.20%Q2 2026 13

COHEN & STEERS, INC.

CIK 0001284812

$5M630K0.01%Q1 2026 14

MORGAN STANLEY

CIK 0000895421

$4M560K0.00%Q2 2026 15

WJ Financial Advisors LLC

CIK 0002095682

$4M504K2.80%Q2 2026 16

Perennial Investment Advisors, LLC

CIK 0001801523

$4M485K0.24%Q2 2026 17

RAYMOND JAMES FINANCIAL INC

CIK 0000720005

$3M389K0.00%Q2 2026 18

Stratos Wealth Partners, LTD.

CIK 0001612865

$3M334K0.03%Q2 2026 19

COMMONWEALTH EQUITY SERVICES, LLC

CIK 0000312272

$2M319K0.00%Q2 2026 20

Yakira Capital Management, Inc.

CIK 0001584639

$2M311K0.67%Q2 2026

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