AI Holders Summary · Q1 2026

155 institutions reported CLM in Q1 2026. Alpine Global Management, LLC leads at 17.4% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter

Alpine Global Management, LLC

CIK 0001581655

$50M6.8M7.43%Q1 2026 02

BOOTHBAY FUND MANAGEMENT, LLC

CIK 0001549230

$49M6.7M0.64%Q1 2026 03

PFG Investments, LLC

CIK 0001973224

$34M4.5M1.32%Q2 2026 04

Quarry LP

CIK 0001965207

$25M3.5M4.56%Q1 2026 05

OSAIC HOLDINGS, INC.

CIK 0001677044

$24M3.2M0.03%Q1 2026 06

Sculptor Capital LP

CIK 0001054587

$23M3.1M0.24%Q1 2026 07

LPL Financial LLC

CIK 0001403438

$18M2.4M0.00%Q1 2026 08

Cetera Investment Advisers

CIK 0001666741

$10M1.4M0.01%Q1 2026 09

Cable Car Capital, LP

CIK 0001699575

$10M1.2M3.37%Q1 2026 10

Warberg Asset Management LLC

CIK 0001597506

$8M1.0M1.26%Q1 2026 11

Cambridge Investment Research Advisors, Inc.

CIK 0001419186

$8M1.0M0.02%Q1 2026 12

MORGAN STANLEY

CIK 0000895421

$5M655K0.00%Q1 2026 13

COHEN & STEERS, INC.

CIK 0001284812

$5M630K0.01%Q1 2026 14

Perennial Investment Advisors, LLC

CIK 0001801523

$3M476K0.28%Q1 2026 15

WJ Financial Advisors LLC

CIK 0002095682

$3M445K2.62%Q1 2026 16

Almitas Capital LLC

CIK 0001596468

$3M442K0.73%Q1 2026 17

RAYMOND JAMES FINANCIAL INC

CIK 0000720005

$3M377K0.00%Q1 2026 18

Stratos Wealth Partners, LTD.

CIK 0001612865

$2M343K0.03%Q1 2026 19

Yakira Capital Management, Inc.

CIK 0001584639

$2M307K0.65%Q1 2026 20

COMMONWEALTH EQUITY SERVICES, LLC

CIK 0000312272

$2M294K0.00%Q1 2026

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