13F Insight
DOSSIER · 13F Holders · Q1 2026
CSWC 5.125 11/15/29

CAPITAL SOUTHWEST CORP

41 institutions still hold CAPITAL SOUTHWEST CORP as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 140501AE7·41 13F holders·last filed Mar 31, 2026
Market cap
—
13F value held
$230M
visible holders
Holders
41
filers reporting
Concentration
14.69%
MILLENNIUM MANAGEMENT LLC #1
top holder share
AI Holders Summary · Q1 2026

41 institutions reported CSWC 5.125 11/15/29 in Q1 2026. MILLENNIUM MANAGEMENT LLC leads at 14.7% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
MILLENNIUM MANAGEMENT LLC
CIK 0001273087
$34M33.0M0.01%Q1 202602
FOURSIXTHREE CAPITAL LP
CIK 0001897652
$29M28.8M10.96%Q1 202603
Jump Financial, LLC
CIK 0001831577
$27M27.0M0.37%Q1 202604
WOLVERINE ASSET MANAGEMENT LLC
CIK 0001279891
$15M14.8M0.14%Q1 202605
VICTORY CAPITAL MANAGEMENT INC
CIK 0001040188
$14M14.1M0.01%Q1 202606
TWO SIGMA INVESTMENTS, LP
CIK 0001179392
$12M11.5M0.01%Q1 202607
SMH CAPITAL ADVISORS INC
CIK 0001180391⚠ data anomaly
$12M12K35.24%Q1 202608
Weiss Asset Management LP
CIK 0001357550
$11M10.3M0.18%Q1 202609
HBK INVESTMENTS L P
CIK 0001011443
$10M10.3M0.11%Q1 202610
INCOME RESEARCH & MANAGEMENT
CIK 0001165830
$10M10.1M6.12%Q1 202611
Saba Capital Management, L.P.
CIK 0001510281
$10M10.0M0.28%Q1 202612
Context Capital Management, LLC
CIK 0001301396
$8M7.6M0.15%Q2 202613
SCHRODER INVESTMENT MANAGEMENT GROUP
CIK 0001086619
$7M7.3M0.01%Q1 202614
ADVENT CAPITAL MANAGEMENT /DE/
CIK 0001097278
$7M7.2M0.21%Q1 202615
Eagle Point Credit Management LLC
CIK 0001607203
$5M5.0M6.60%Q1 202616
AQR Arbitrage LLC
CIK 0001167456
$5M4.6M0.10%Q4 202517
JPMORGAN CHASE & CO
CIK 0000019617
$4M3.6M0.00%Q1 202618
LAFFER TENGLER INVESTMENTS, INC.
CIK 0001307878
$4M3K0.45%Q2 202619
Walleye Capital LLC
CIK 0001758720
$3M3.0M0.01%Q1 202620
SSI INVESTMENT MANAGEMENT LLC
CIK 0000938487
$3M2.5M0.18%Q1 2026
Page 1 of 3
21 more holders available. Log in →