DOSSIER · 13F-HR · Q1 2026

SMH CAPITAL ADVISORS INC

SMH's asset manager based in San Francisco, CA — $33M in tracked AUM across 38 positions as of Q1 2026.

S

SMH·San Francisco, CA·Asset Manager

CIK 0001180391 · last filed Mar 31, 2026

Total AUM

$33M

▲ 0.4%

vs prior

Holdings

38

—

positions

Whale Score

59

59

tracked

Activity

—

no data

changes this Q

Top sector

Tech

6% weight

concentration

AI Analysis · Q1 2026 · Q1 2026

Comprehensive Analysis of SMH CAPITAL ADVISORS INC 13F Filing

Portfolio Overview

SMH CAPITAL ADVISORS INC manages a concentrated portfolio with a total value of $39.36 million as of the reporting period ending September 30, 2025. The portfolio consists of 34 holdings, indicating a focused investment strategy rather than broad diversification. Over the quarter, the firm experienced a portfolio value decrease of 10.7% (down from $44.06M), a decline likely driven by a combination...

Quarter at a glance — Q1 2026

Position-change comparison pending.

No quarter-over-quarter changes available.

Top 10 holdings

By portfolio weight as of Q1 2026.

#HoldingValueSharesWeight

01

CSWC 5.125 11/15/29

CAPITAL SOUTHWEST CORP

$12M12K35.2%

02

TRINITY CAP INC

$3M3K7.6%

03

CAPITAL SOUTHWEST CORP

$2M2K5.3%

04

VICI PPTYS INC

$1M1K4.1%

05

RIOT 0.75 01/15/30

RIOT PLATFORMS INC

$1M1K3.8%

06

SM ENERGY COMPANY

$1M1K3.5%

07

PROSPECT CAP CORP

$1M1K3.4%

08

MAIN STR CAP CORP

$1M1K3.0%

09

CARLYLE GROUP INC

$911,0349112.8%

10

BLUE OWL CAPITAL INC

$795,2057952.4%

Filing history

Filing history loading…