DOSSIER · 13F Holders · Q3 2026
BOTT

THEMES ETF TR

19 institutions still hold THEMES ETF TR as of Q3 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 882927833·19 13F holders·last filed Sep 30, 2026
Market cap
—
13F value held
$7M
visible holders
Holders
19
filers reporting
Concentration
33.71%
LPL Financial LLC #1
top holder share
AI Holders Summary · Q3 2026

19 institutions reported BOTT in Q3 2026. LPL Financial LLC leads at 33.7% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
LPL Financial LLC
CIK 0001403438
$2M58K0.00%Q3 2026
02
PRINCIPAL SECURITIES, INC.
CIK 0000012600
$1M29K0.02%Q2 2026
03
UNIQUE WEALTH, LLC
CIK 0001957124
$745K18K0.09%Q3 2026
04
SUSQUEHANNA INTERNATIONAL GROUP, LLP
CIK 0001446194· Market maker
$606K12K0.00%Q2 2026
05
JANE STREET GROUP, LLC
CIK 0001595888· Market maker
$295K6K0.00%Q1 2026
06
ENVESTNET ASSET MANAGEMENT INC
CIK 0001407543
$262K5K0.00%Q2 2026
07
INDEPENDENT FINANCIAL GROUP, LLC
CIK 0000275484
$244K6K0.00%Q3 2026
08
MATHER GROUP, LLC.
CIK 0001527641
$243K6K0.00%Q3 2026
09
Cetera Investment Advisers
CIK 0001666741
$235K5K0.00%Q2 2026
10
Advyzon Investment Management, LLC
CIK 0002011872
$229K5K0.02%Q1 2026
11
Creative Planning
CIK 0001540235
$217K5K0.00%Q3 2026
12
ROYAL BANK OF CANADA
CIK 0001000275
$103K2K0.00%Q2 2026
13
Noble Wealth Management PBC
CIK 0002055065
$30K7240.01%Q3 2026
14
SBI Securities Co., Ltd.
CIK 0001851815
$12K2870.00%Q3 2026
15
HARBOUR INVESTMENTS, INC.
CIK 0000810121
$7K1650.00%Q3 2026
16
Arax Advisory Partners
CIK 0001586767
$5K1060.00%Q2 2026
17
Ankerstar Wealth, LLC
CIK 0002053917
$1K280.00%Q2 2026
18
ACTION POINT FINANCIAL PLANNING, LLC
CIK 0002116119
$20340.00%Q2 2026
19
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CIK 0000752798
$00—Q2 2025