DOSSIER · 13F Holders · Q1 2026Inflation hedgeYield
CPLB

NEW YORK LIFE INVTS ACTIVE E

17 institutions still hold NEW YORK LIFE INVTS ACTIVE E as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 45409F785·17 13F holders·last filed Mar 31, 2026
Market cap
1.8%
vs prior quarter
13F value held
$297M
49.0% inst. owned
of float
Holders
17
+117 QoQ
filers reporting
Activity
+12 / −95
+936 added · −738 reduced
this quarter
Concentration
91.07%
NEW YORK LIFE INVESTMENT MANAGEMENT LLC #1
top holder share
AI Holders Summary · Q1 2026

17 institutions reported CPLB in Q1 2026. NEW YORK LIFE INVESTMENT MANAGEMENT LLC leads at 91.1% of the visible book. +117 net new institutions vs prior quarter — accumulation reading.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
CIK 0001133639
$270M12.9M2.29%Q1 2026
02
MORGAN STANLEY
CIK 0000895421
$10M478K0.00%Q1 2026
03
ENVESTNET ASSET MANAGEMENT INC
CIK 0001407543
$9M428K0.00%Q1 2026
04
Orion Portfolio Solutions, LLC
CIK 0001802647
$1M68K0.01%Q1 2025
05
Fortis Group Advisors, LLC
CIK 0001815183
$1M66K0.23%Q1 2026
06
Prosperity Financial Group, Inc.
CIK 0001991334
$1M53K0.41%Q1 2026
07
First Affirmative Financial Network
CIK 0001656282
$731,20735K0.28%Q1 2026
08
Keudell/Morrison Wealth Management
CIK 0001785498
$616,70729K0.13%Q1 2026
09
SUSQUEHANNA INTERNATIONAL GROUP, LLP
CIK 0001446194· Market maker
$585,92928K0.00%Q1 2026
10
Orion Porfolio Solutions, LLC
CIK 0001360533
$383,68618K0.00%Q1 2026
11
Stratos Wealth Partners, LTD.
CIK 0001612865
$364,00417K0.00%Q1 2026
12
GOLDMAN SACHS GROUP INC
CIK 0000886982
$312,83315K0.00%Q1 2026
13
JANE STREET GROUP, LLC
CIK 0001595888· Market maker
$311,93115K0.00%Q1 2026
14
Cetera Investment Advisers
CIK 0001666741
$201,36610K0.00%Q1 2026
15
OSAIC HOLDINGS, INC.
CIK 0001677044
$74,1004K0.00%Q1 2026
16
UBS Group AG
CIK 0001610520
$525250.00%Q1 2026
17
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CIK 0000752798
$00Q2 2025