13F Insight
DOSSIER · 13F Holders · Q3 2026
CPLB

NEW YORK LIFE INVTS ACTIVE E

21 institutions still hold NEW YORK LIFE INVTS ACTIVE E as of Q3 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 45409F785·21 13F holders·last filed Sep 30, 2026
Market cap
—
13F value held
$336M
visible holders
Holders
21
filers reporting
Concentration
79.60%
NEW YORK LIFE INVESTMENT MANAGEMENT LLC #1
top holder share
AI Holders Summary · Q3 2026

21 institutions reported CPLB in Q3 2026. NEW YORK LIFE INVESTMENT MANAGEMENT LLC leads at 79.6% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
CIK 0001133639
$268M13.4M1.84%Q3 202602
MORGAN STANLEY
CIK 0000895421
$35M1.8M0.00%Q3 202603
ENVESTNET ASSET MANAGEMENT INC
CIK 0001407543
$10M491K0.00%Q2 202604
LeClair Wealth Partners LLC
CIK 0002056667
$8M381K3.28%Q3 202605
FFG RETIREMENT ADVISORS LLC
CIK 0001966438
$5M231K2.46%Q3 202606
Cambridge Investment Research Advisors, Inc.
CIK 0001419186
$4M202K0.01%Q3 202607
Cetera Investment Advisers
CIK 0001666741
$1M65K0.00%Q3 202608
&PARTNERS
CIK 0000107136
$1M55K0.00%Q2 202609
Prosperity Financial Group, Inc.
CIK 0001991334
$1M56K0.33%Q3 202610
First Affirmative Financial Network
CIK 0001656282
$731K35K0.28%Q1 202611
Keudell/Morrison Wealth Management
CIK 0001785498
$659K33K0.12%Q3 202612
Stratos Wealth Partners, LTD.
CIK 0001612865
$634K32K0.01%Q3 202613
JANE STREET GROUP, LLC
CIK 0001595888· Market maker
$343K17K0.00%Q3 202614
SUSQUEHANNA INTERNATIONAL GROUP, LLP
CIK 0001446194· Market maker
$304K15K0.00%Q2 202615
Orion Porfolio Solutions, LLC
CIK 0001360533
$304K15K0.00%Q3 202616
OSAIC HOLDINGS, INC.
CIK 0001677044
$289K14K0.00%Q3 202617
Rockefeller Capital Management L.P.
CIK 0001739439
$120K6K0.00%Q3 202618
ROYAL BANK OF CANADA
CIK 0001000275
$37K2K0.00%Q2 202619
Silver Grove Financial Group, Inc.
CIK 0002111172
$4K1810.00%Q3 202620
Farther Finance Advisors, LLC
CIK 0001992825
$300150.00%Q3 2026
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