13F Insight
DOSSIER · 13F Holders · Q2 2026
CPLB

NEW YORK LIFE INVTS ACTIVE E

20 institutions still hold NEW YORK LIFE INVTS ACTIVE E as of Q2 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 45409F785·20 13F holders·last filed Jun 30, 2026
Market cap
—
13F value held
$315M
visible holders
Holders
20
filers reporting
Concentration
87.95%
NEW YORK LIFE INVESTMENT MANAGEMENT LLC #1
top holder share
AI Holders Summary · Q2 2026

20 institutions reported CPLB in Q2 2026. NEW YORK LIFE INVESTMENT MANAGEMENT LLC leads at 87.9% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
CIK 0001133639
$277M13.3M1.94%Q2 202602
MORGAN STANLEY
CIK 0000895421
$18M851K0.00%Q2 202603
ENVESTNET ASSET MANAGEMENT INC
CIK 0001407543
$10M491K0.00%Q2 202604
Fortis Group Advisors, LLC
CIK 0001815183
$2M86K0.29%Q2 202605
Orion Portfolio Solutions, LLC
CIK 0001802647
$1M68K0.01%Q1 202506
Prosperity Financial Group, Inc.
CIK 0001991334
$1M56K0.36%Q2 202607
&PARTNERS
CIK 0000107136
$1M55K0.00%Q2 202608
Cetera Investment Advisers
CIK 0001666741
$895K43K0.00%Q2 202609
First Affirmative Financial Network
CIK 0001656282
$731K35K0.28%Q1 202610
Keudell/Morrison Wealth Management
CIK 0001785498
$662K32K0.13%Q2 202611
Stratos Wealth Partners, LTD.
CIK 0001612865
$527K25K0.01%Q2 202612
Orion Porfolio Solutions, LLC
CIK 0001360533
$314K15K0.00%Q2 202613
GOLDMAN SACHS GROUP INC
CIK 0000886982
$313K15K0.00%Q1 202614
JANE STREET GROUP, LLC
CIK 0001595888· Market maker
$312K15K0.00%Q1 202615
SUSQUEHANNA INTERNATIONAL GROUP, LLP
CIK 0001446194· Market maker
$304K15K0.00%Q2 202616
OSAIC HOLDINGS, INC.
CIK 0001677044
$302K14K0.00%Q2 202617
ROYAL BANK OF CANADA
CIK 0001000275
$37K2K0.00%Q2 202618
UBS Group AG
CIK 0001610520
$5K2220.00%Q2 202619
Silver Grove Financial Group, Inc.
CIK 0002111172
$4K1810.00%Q2 202620
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CIK 0000752798
$00—Q2 2025