DOSSIER · 13F Holders · Q1 2026BellwetherCompounder
FGM

FIRST TR EXCH TRD ALPHDX FD

27 institutions still hold FIRST TR EXCH TRD ALPHDX FD as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 33737J190·27 13F holders·last filed Mar 31, 2026
Market cap
5.4%
vs prior quarter
13F value held
$85M
53.0% inst. owned
of float
Holders
27
-134 QoQ
filers reporting
Activity
+35 / −53
+878 added · −873 reduced
this quarter
Concentration
65.30%
FIRST TRUST ADVISORS LP #1
top holder share
AI Holders Summary · Q1 2026

27 institutions reported FGM in Q1 2026. FIRST TRUST ADVISORS LP leads at 65.3% of the visible book. -134 net institutions QoQ — distribution reading.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
FIRST TRUST ADVISORS LP
CIK 0001125816· Index
$56M925K0.04%Q1 2026
02
&PARTNERS
CIK 0000107136
$7M119K0.04%Q1 2026
03
Arlington Capital Management, Inc.
CIK 0001606507
$5M84K2.83%Q1 2026
04
Advisory Services Network, LLC
CIK 0001573876
$4M59K0.05%Q1 2026
05
MEITAV INVESTMENT HOUSE LTD
CIK 0001398346
$3M52K0.03%Q1 2026
06
GTS SECURITIES LLC
CIK 0001452765· Market maker
$3M48K0.10%Q1 2026
07
JANE STREET GROUP, LLC
CIK 0001595888· Market maker
$2M30K0.00%Q1 2026
08
COTTONWOOD CAPITAL ADVISORS, LLC
CIK 0001903321
$1M20K0.85%Q1 2026
09
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$911,79215K0.00%Q1 2026
10
Private Advisory Group LLC
CIK 0001632965
$794,03713K0.05%Q1 2026
11
Transamerica Financial Advisors, LLC
CIK 0001502149
$686,29311K0.06%Q1 2026
12
SUSQUEHANNA INTERNATIONAL GROUP, LLP
CIK 0001446194· Market maker
$627,72710K0.00%Q1 2026
13
Genesee Capital Advisors, LLC
CIK 0001652348
$548,3249K0.23%Q1 2026
14
OSAIC HOLDINGS, INC.
CIK 0001677044
$345,6176K0.00%Q1 2026
15
MORGAN STANLEY
CIK 0000895421
$330,5286K0.00%Q1 2026
16
Cetera Investment Advisers
CIK 0001666741
$279,8125K0.00%Q1 2026
17
Waverly Advisors, LLC
CIK 0001568787
$207,4223K0.00%Q1 2026
18
Golden State Wealth Management, LLC
CIK 0001776033
$63,6561K0.01%Q1 2026
19
IFP Advisors, Inc
CIK 0001641866
$36,1316020.00%Q1 2026
20
Farther Finance Advisors, LLC
CIK 0001992825
$19,5343190.00%Q1 2026
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